DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Edward Zachary Trevino

Advisor at HARTFORD FUNDS

Woodinville, WA | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af99f36e-4aab-8833-2ac7-8008d9fba0b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARTFORD FUNDS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 23, 2016
First registration: Nov 7, 2016
Dual registered: yes, broker-dealer
Other names: Zachary TREVINO
IAPD individual key: 6618263

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARTFORD FUNDS	Asset manager	Jun 10, 2025	n/a	yes	Woodinville, WA\|WAYNE, PA	Current employment
BNY MELLON SECURITIES CORPORATION	Other adviser	Jul 7, 2023	May 14, 2025	no	Kirkland, WA\|Boerne, TX\|New York, NY\|Woodinville, WA\|Westlake, OH	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Nov 1, 2017	Jun 30, 2023	no	SAN ANTONIO, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 7, 2016	Sep 29, 2017	no	San Antonio, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BNY MELLON SECURITIES CORPORATION	HARTFORD FUNDS	May 14, 2025	Jun 10, 2025	27	Firm change	Other
CAPITAL CLIENT GROUP, INC.	BNY MELLON SECURITIES CORPORATION	Jun 30, 2023	Jul 7, 2023	7	Firm change	Other
MML INVESTORS SERVICES, LLC	CAPITAL CLIENT GROUP, INC.	Sep 29, 2017	Nov 1, 2017	33	Firm change	Other

Relationships

Registered with (4)

→ HARTFORD FUNDSRegistered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 7, 2023 to May 14, 2025factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Jun 30, 2023factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 7, 2016 to Sep 29, 2017factForm ADV

Dated events

Occurred
May 14, 2025
Advisor changed firm
Edward Zachary Trevino left Bny Mellon Securities Corporation for Hartford Funds (registered 2025-06-10)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2023
Advisor changed firm
Edward Zachary Trevino left Capital Client Group, Inc. for Bny Mellon Securities Corporation (registered 2023-07-07)
Form ADVobserved 5 days ago