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W•••••• G••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

W•••••• G••••• C•••••

Advisor at A••• A••••••• P•••••••

Cleveland, OH | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Sep 17, 2003 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• G••••• C•••••

Private equity principal · Key CRD individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 14, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Feb 3, 2026	n/a	yes	NEW YORK, NY\|Cleveland, OH	Current employment
G•• P•••••• W•••••	Former SEC adviser	May 21, 2024	Feb 6, 2026	no	CLEVELAND, OH\|CHAGRIN FALLS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• P•••••• W•••••	A••• A••••••• P•••••••	Feb 6, 2026	Feb 3, 2026	-3	Firm change	RIA to RIA
B•• M••••• S••••••••• C•••••••••	G•• P•••••• W•••••	Oct 15, 2010	May 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110031:133535:OH:2026-02-06	Feb 6, 2026	Feb 3, 2026	CHAGRIN FALLS, OH	Firm change

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ G•• P•••••• W•••••Registered adviserregistration: previous registration
May 21, 2024 to Feb 6, 2026factForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 14, 2009 to Oct 15, 2010factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviser

Dated events

Order

Occurred
6 Feb 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 17, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.