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B•••••• T• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••••• T• W•••••

Advisor at L•• E••••••••• L••

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:b01f4d14-5496-a9ce-37b3-5bb868dd6a51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Oct 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Feb 11, 2025	n/a	yes	JACKSONVILLE, FL	Current employment
E••••• J••••	National bd RIA	Jul 26, 2024	Feb 11, 2025	no	JACKSONVILLE, FL\|LIVE OAK, FL\|JACKSONVILLE, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	L•• E••••••••• L••	Feb 11, 2025	Feb 11, 2025	0	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Jul 31, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:250:FL:2024-07-30	Jul 31, 2024	Jul 26, 2024	JACKSONVILLE, FL	Firm change

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Feb 11, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 26, 2024 to Feb 11, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 31, 2023 to Jul 31, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
B•••••• T• W••••• left E••••• J•••• for L•• E••••••••• L•• (registered 2025-02-11)
Form ADVobserved 7 days ago
Occurred
Jul 31, 2024
Advisor changed firm
B•••••• T• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2024-07-26)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2023
Advisor changed firm
B•••••• T• W••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b01f4d14-5496-a9ce-37b3-5bb868dd6a51
First observed: Oct 2, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.