DFX Intelligence
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Registered advisor
B•••••• T• W•••••
Feed of 09/14/2026
Also filed as B•••••• T• W••••••••• W••••••••• R••••
At current firm
1 y
since Feb 11, 2025
In the industry
13 y
since Sep 29, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Feb 11, 2025 · Jacksonville, Fl
- E••••• J•••• national BDJul 26, 2024 to Feb 11, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 31, 2023 to Jul 31, 2024 · Jacksonville, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 2, 2019 to Jun 1, 2023 · Ocala, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 8, 2014 to Sep 26, 2019 · Saint Louis, Mo
- F•••• B•••••••• A••••••• L••••• unclassifiedMar 17, 2014 to Sep 30, 2014 · Clayton, Mo
- E••••• J•••• national BDOct 2, 2012 to Feb 7, 2014 · Maryland Heights, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• E••••••••• L••left Feb 11, 2025, registered Feb 11, 2025 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Jul 31, 2024, registered Jul 26, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 1, 2023, registered May 31, 2023 (-1 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 26, 2019, registered Oct 2, 2019 (6 days) · Wirehouse to wirehouse
- F•••• B•••••••• A••••••• L••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 30, 2014, registered Oct 8, 2014 (8 days) · Other
- E••••• J•••• to F•••• B•••••••• A••••••• L•••••left Feb 7, 2014, registered Mar 17, 2014 (38 days) · Other
Signals
- B•••••• T• W••••• left E••••• J•••• for L•• E••••••••• L•• (registered 2025-02-11)Feb 11, 2025 · Advisor changed firm · fact
- B•••••• T• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2024-07-26)Jul 31, 2024 · Advisor changed firm · fact
- B•••••• T• W••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-31)Jun 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address