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Advisor at GENEOS WEALTH MANAGEMENT, INC.
BURNS, WY | CASPER, WY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Jul 13, 2017 | n/a | yes | CASPER, WY|BURNS, WY | Current employment |
| KAISER WEALTH MANAGEMENT | Former SEC adviser | Apr 21, 2011 | Jun 28, 2013 | no | BURNS, WY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 22, 2007 | Apr 21, 2011 | no | CASPER, WY|CASPER, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KAISER WEALTH MANAGEMENT | GENEOS WEALTH MANAGEMENT, INC. | Jun 28, 2013 | Jul 13, 2017 | 1,476 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KAISER WEALTH MANAGEMENT | Apr 21, 2011 | Apr 21, 2011 | 0 | Firm change | Other |