RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M••• K•••••
- G••••• W••••• M••••••••• I••• BD affiliated currentsince Jul 13, 2017 · Casper, Wy
- K••••• W••••• M••••••••• formerApr 21, 2011 to Jun 28, 2013 · Burns, Wy
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 22, 2007 to Apr 21, 2011 · Casper, Wy
- K••••• W••••• M••••••••• to G••••• W••••• M••••••••• I•••left Jun 28, 2013, registered Jul 13, 2017 (1476 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• W••••• M•••••••••left Apr 21, 2011, registered Apr 21, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address