DFX Intelligence

B•••••• J••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

B•••••• J••• K•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Freeland, WA

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Search this name across graphsid dfx:ria:b043d1cd-8fe3-1bca-fd81-83cbbd3caf6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 25, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 8, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 25, 2024	n/a	yes	Freeland, WA	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jun 25, 2021	Mar 26, 2024	no	Freeland, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	C•••••••• I••••••••• R••••••• A•••••••• I•••	Mar 26, 2024	Mar 25, 2024	-1	Firm change	Ibd to ibd
P•••••••• S••••••••• I•••	O• I••••••••• M••••••••• C•	Jul 7, 2021	Jun 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
105662:134139:WA:2024-03-26	Mar 26, 2024	Mar 25, 2024	FREELAND, WA	Firm change

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 25, 2024 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Jun 25, 2021 to Mar 26, 2024factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2010 to Jul 7, 2021factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b043d1cd-8fe3-1bca-fd81-83cbbd3caf6b
First observed: Sep 25, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.