DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Barbara Jean Kubesh
Feed of 09/14/2026
Also filed as Barbara Jean Kubesh
At current firm
2 y
since Mar 25, 2024
In the industry
40 y
since Jan 8, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Mar 25, 2024 · Freeland, Wa
- On Investment Management Co BD affiliatedJun 25, 2021 to Mar 26, 2024 · Freeland, Wa
- Principal Securities, Inc. BD affiliatedJul 15, 2010 to Jul 7, 2021 · Seattle, Wa
- Voya Financial Advisors, Inc. BD affiliatedMar 17, 2004 to Jul 13, 2010 · Clackamas, Or
- Fsic formerSep 25, 1998 to Feb 3, 2004 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to Cambridge Investment Research Advisors, Inc.left Mar 26, 2024, registered Mar 25, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Principal Securities, Inc. to On Investment Management Coleft Jul 7, 2021, registered Jun 25, 2021 (-12 days) · Affiliated broker-dealer or bank to another
- Voya Financial Advisors, Inc. to Principal Securities, Inc.left Jul 13, 2010, registered Jul 15, 2010 (2 days) · Other
- Fsic to Voya Financial Advisors, Inc.left Feb 3, 2004, registered Mar 17, 2004 (43 days) · Other
Signals
- Barbara Jean Kubesh left On Investment Management Co for Cambridge Investment Research Advisors, Inc. (registered 2024-03-25)Mar 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address