DFX Intelligence

L•••••••• G•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

L•••••••• G•••••• H••••••

Advisor at F••••••• W••••• A•••••••• L••

CHICAGO, IL | Athens, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b043f30d-14bf-8853-963c-3c870709a51b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L••	Independent wealth	Oct 2, 2020	n/a	yes	Athens, GA\|CHICAGO, IL	Current employment
R•••••••• A•••••••	Independent wealth	Jan 3, 2020	Sep 17, 2020	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• A•••••••	F••••••• W••••• A•••••••• L••	Sep 17, 2020	Oct 2, 2020	15	Firm change	RIA to RIA
E••••••••• P•••••••• L••	R•••••••• A•••••••	Aug 19, 2019	Jan 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:283884:GA:2016-09-14	Sep 14, 2016	Sep 15, 2016	SUWANEE, GA	Firm change

Relationships

Registered with (6)

→ F••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 2, 2020 to presentfactForm ADV
→ R•••••••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2020 to Sep 17, 2020factForm ADV
→ E••••••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 15, 2016 to Aug 19, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b043f30d-14bf-8853-963c-3c870709a51b
First observed: Mar 28, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.