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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

RONALD MILLER

Advisor at PNC WEALTH MANAGEMENT

BAY CITY, MI | ROCHESTER HILLS, MI

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Search this name across graphsid dfx:ria:b053d4b9-7f4b-8d09-a536-82082cc5963f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 11, 2016
First registration: Oct 18, 2018
Dual registered: yes, broker-dealer
Other names: Ronald Lee Miller|RONALD LEE MILLER|Ronald Miller|Ronald Miller
IAPD individual key: 2170577

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 11, 2025	n/a	yes	BAY CITY, MI\|ROCHESTER HILLS, MI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 16, 2024	Nov 20, 2025	no	BLOOMFIELD HILLS, MI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2024	Dec 16, 2024	no	Troy, MI\|SAN DIEGO, CA\|TROY, MI\|TROY, MI	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Apr 18, 2023	Feb 1, 2024	no	TROY, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 18, 2018	Apr 28, 2023	no	FARMINGTON HILLS, MI\|GROSSE POINTE WOODS, MI\|NORTHVILLE, MI\|ROCHESTER HILLS, MI\|ROCHESTER HILLS, MI\|ROCHESTER HILLS, MI\|FARMINGTON HILLS, MI\|ROYAL OAK, MI\|GROSSE POINTE WOODS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PNC WEALTH MANAGEMENT	Nov 20, 2025	Dec 11, 2025	21	Firm change	Ibd to ibd
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	Dec 16, 2024	Dec 16, 2024	0	Firm change	Ibd to ibd
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 1, 2024	Feb 1, 2024	0	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OSAIC INSTITUTIONS, INC.	Apr 28, 2023	Apr 18, 2023	-10	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:105644:MI:2024-12-11	Dec 16, 2024	Dec 16, 2024	TROY, MI	Firm change
35371:6413:MI:2024-01-30	Feb 1, 2024	Feb 1, 2024	TROY, MI	Firm change

Relationships

Registered with (5)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 16, 2024 to Nov 20, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 1, 2024 to Dec 16, 2024factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Apr 18, 2023 to Feb 1, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2018 to Apr 28, 2023factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
Ronald Miller left Cetera Investment Advisers Llc for Pnc Wealth Management (registered 2025-12-11)
Form ADVobserved 6 days ago
Occurred
Dec 16, 2024
Advisor changed firm
Ronald Miller left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2024-12-16)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Ronald Miller left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Form ADVobserved 6 days ago
Occurred
Apr 28, 2023
Advisor changed firm
Ronald Miller left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Osaic Institutions, Inc. (registered 2023-04-18)
Form ADVobserved 6 days ago