DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• M•••••

P•• W••••• M•••••••••BD affiliatedBay City, Mi dual registrantIAPD 2170577

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ronald Lee Miller

At current firm

0 y

since Dec 11, 2025

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Dec 11, 2025 · Bay City, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 16, 2024 to Nov 20, 2025 · Bloomfield Hills, Mi
L•• F•••••••• L•• BD affiliated
Feb 1, 2024 to Dec 16, 2024 · Troy, Mi
O•••• I••••••••• I••• BD affiliated
Apr 18, 2023 to Feb 1, 2024 · Troy, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 18, 2018 to Apr 28, 2023 · Farmington Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••
left Nov 20, 2025, registered Dec 11, 2025 (21 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 16, 2024, registered Dec 16, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• I••••••••• I••• to L•• F•••••••• L••
left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••
left Apr 28, 2023, registered Apr 18, 2023 (-10 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R••••• M••••• left C••••• I••••••••• A••••••• L•• for P•• W••••• M••••••••• (registered 2025-12-11)
Nov 20, 2025 · Advisor changed firm · fact
R••••• M••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-12-16)
Dec 16, 2024 · Advisor changed firm · fact
R••••• M••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-01)
Feb 1, 2024 · Advisor changed firm · fact
R••••• M••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• I••••••••• I••• (registered 2023-04-18)
Apr 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address