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Advisor at DAVID VAUGHAN INVESTMENTS, LLC
PEORIA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAVID VAUGHAN INVESTMENTS, LLC | Independent wealth | Mar 16, 2026 | n/a | yes | PEORIA, IL | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 26, 2018 | Apr 4, 2019 | no | PEORIA, IL|PEORIA, IL|PEORIA, IL|PEORIA, IL | Previous registration |
| MIDWESTERN SECURITIES TRADING CO.,LLC | Independent wealth | Feb 25, 2016 | Jan 2, 2018 | no | EAST PEORIA, IL|EAST PEORIA, IL|CAMP POINT, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | DAVID VAUGHAN INVESTMENTS, LLC | Apr 4, 2019 | Mar 16, 2026 | 2,538 | Firm change after gap | Ibd to RIA |
| MIDWESTERN SECURITIES TRADING CO.,LLC | PNC WEALTH MANAGEMENT | Jan 2, 2018 | Jan 26, 2018 | 24 | Firm change | Other |