DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cody John Behrens
Chartered Financial Consultant · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Mar 16, 2026
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- David Vaughan Investments, LLC independent RIA currentsince Mar 16, 2026 · Peoria, Il
- Pnc Wealth Management BD affiliatedJan 26, 2018 to Apr 4, 2019 · Peoria, Il
- Midwestern Securities Trading Co.,LLC independent RIAFeb 25, 2016 to Jan 2, 2018 · East Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to David Vaughan Investments, LLCleft Apr 4, 2019, registered Mar 16, 2026 (2538 days) · Affiliated broker-dealer or bank to independent RIA
- Midwestern Securities Trading Co.,LLC to Pnc Wealth Managementleft Jan 2, 2018, registered Jan 26, 2018 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address