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Advisor at CARY STREET PARTNERS
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARY STREET PARTNERS | Bd affiliated wealth | Jul 9, 2020 | n/a | yes | Morristown, NJ | Current employment |
| TRADITION ASSET MANAGEMENT LLC | Former SEC adviser | May 8, 2019 | Nov 13, 2020 | no | SUMMIT, NJ | Previous registration |
| CANDOR WEALTH ADVISORS LLC | Former SEC adviser | Nov 14, 2012 | Jan 5, 2016 | no | SUMMIT, NJ | Previous registration |
| TRADITION CAPITAL MANAGEMENT LLC | Former SEC adviser | Feb 15, 2002 | Dec 10, 2019 | no | SUMMIT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRADITION ASSET MANAGEMENT LLC | CARY STREET PARTNERS | Nov 13, 2020 | Jul 9, 2020 | -127 | Firm change after gap | RIA to ibd |
| TRADITION CAPITAL MANAGEMENT LLC | CANDOR WEALTH ADVISORS LLC | Dec 10, 2019 | Nov 14, 2012 | -2,582 | Firm change after gap | Other |
| CANDOR WEALTH ADVISORS LLC | TRADITION ASSET MANAGEMENT LLC | Jan 5, 2016 | May 8, 2019 | 1,219 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 300756:128545:NJ:2020-11-13 | Nov 13, 2020 | Jul 9, 2020 | SUMMIT, NJ | Firm change after gap |