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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CANDOR WEALTH ADVISORS LLC

CRD 147557

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f6f5795-61c2-1ddd-0482-ac740cd53aea

Data as of Mar 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2015
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $226MItem 5.F on the latest filing (2015-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Accounts: 484
Custody, client assets: $11.6M
SEC number: 801-69415
CRD: 147557
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Mar 27, 2015
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HALLIBURTON, BENJAMIN, CARY	MEMBER-MANAGING DIRECTOR	C	yes	07/2008	Mar 30, 2012	Mar 27, 2015
PROVINE, MICHAEL, CLAUDE	MEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER	C	yes	07/2008	Mar 30, 2012	Mar 27, 2015
TROMPETER, CHRISTOPHER, JOSEPH	MEMBER-MANAGING DIRECTOR	B	yes	07/2008	Mar 30, 2012	Mar 27, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRADITION CAPITAL MANAGEMENT LLC	n/a	Former SEC adviser	$612M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 27, 2015	$226M	$215M	8	6	n/a	n/a	n/a
2013	Mar 31, 2014	$196M	$191M	4	3	n/a	n/a	n/a
2012	Mar 27, 2013	$168M	$168M	4	2	n/a	n/a	n/a
2011	Mar 30, 2012	$153M	$153M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$226M	$196M	15.3%	$153M	13.8%	8	4	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRADITION CAPITAL MANAGEMENT LLC	2	Jan 5, 2016	Feb 4, 2016	SUMMIT, NJ	Team lift out	Other	66.7%

Relationships

Affiliated with (1)

→ TRADITION CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← HALLIBURTON, BENJAMIN, CARYOwnerMEMBER-MANAGING DIRECTOR, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← TROMPETER, CHRISTOPHER, JOSEPHOwnerMEMBER-MANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← PROVINE, MICHAEL, CLAUDEOwnerMEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Moved with (1)

→ TRADITION CAPITAL MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Jan 5, 2016 to Feb 4, 2016factForm ADV

Registered with (3)

← MICHAEL CLAUDE PROVINEAdvisorregistration: previous registration
Nov 14, 2012 to Jan 5, 2016factForm ADV
← CASEY JOHN WIECZOREKAdvisorregistration: previous registration
Jun 8, 2015 to Jan 5, 2016factForm ADV
← Frani Michele FeitAdvisorregistration: previous registration
Mar 4, 2013 to Jan 5, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f6f5795-61c2-1ddd-0482-ac740cd53aea
First observed: Mar 30, 2012
Last observed: Mar 27, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANDOR WEALTH ADVISORS LLC

CRD 147557

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7f6f5795-61c2-1ddd-0482-ac740cd53aea

Data as of Mar 27, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HALLIBURTON, BENJAMIN, CARY

MEMBER-MANAGING DIRECTOR

yes

07/2008

Mar 30, 2012

Mar 27, 2015

PROVINE, MICHAEL, CLAUDE

MEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER

yes

07/2008

Mar 30, 2012

Mar 27, 2015

TROMPETER, CHRISTOPHER, JOSEPH

MEMBER-MANAGING DIRECTOR

yes

07/2008

Mar 30, 2012

Mar 27, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRADITION CAPITAL MANAGEMENT LLC

n/a

Former SEC adviser

$612M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 27, 2015

$226M

$215M

n/a

2013

Mar 31, 2014

$196M

$191M

n/a

2012

Mar 27, 2013

$168M

n/a

2011

Mar 30, 2012

$153M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$226M

$196M

15.3%

$153M

13.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRADITION CAPITAL MANAGEMENT LLC

Jan 5, 2016

Feb 4, 2016

SUMMIT, NJ

Team lift out

Other

66.7%