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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TRADITION CAPITAL MANAGEMENT LLC

CRD 113755

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4aeda9dd-c586-5a0a-e599-e0fe2ca427fd

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 25, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $612MItem 5.F on the latest filing (2019-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $596M
Private client RAUM: $518MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 322
Individual clients: 140
High net worth clients: 163
Custody, client assets: $114M
SEC number: 801-58075
CRD: 113755
Filings on the tape: 10
First filed: Mar 30, 2012
Latest filed: Mar 25, 2019
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HALLIBURTON, BENJAMIN, CARY	MEMBER-MANAGING DIRECTOR	C	yes	10/2000	Mar 30, 2012	Mar 25, 2019
PROVINE, MICHAEL, CLAUDE	MEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER	C	yes	11/2000	Mar 30, 2012	Mar 25, 2019
TROMPETER, CHRISTOPHER, JOSEPH	MEMBER-MANAGING DIRECTOR	B	yes	10/2000	Mar 30, 2012	Mar 25, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 25, 2019	$612M	$596M	20	10	1	n/a	n/a
2017	Mar 29, 2018	$656M	$635M	20	13	1	n/a	n/a
2016	Mar 30, 2017	$535M	$517M	20	13	n/a	n/a	n/a
2015	Mar 29, 2016	$528M	$509M	19	13	n/a	n/a	n/a
2014	Mar 30, 2015	$465M	$446M	19	9	n/a	n/a	n/a
2013	Mar 31, 2014	$456M	$440M	16	8	n/a	n/a	n/a
2012	Mar 27, 2013	$401M	$396M	14	7	n/a	n/a	n/a
2011	Mar 30, 2012	$422M	$422M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$612M	$656M	-6.7%	$528M	5.0%	20	20	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRADITION ASSET MANAGEMENT LLC	3	Dec 10, 2019	May 28, 2019	SUMMIT, NJ	Firm absorbed	RIA to RIA	75.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CANDOR WEALTH ADVISORS LLC	2	Jan 5, 2016	Feb 4, 2016	SUMMIT, NJ	Team lift out	Other	66.7%

Relationships

Controls (3)

← HALLIBURTON, BENJAMIN, CARYOwnerMEMBER-MANAGING DIRECTOR, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← TROMPETER, CHRISTOPHER, JOSEPHOwnerMEMBER-MANAGING DIRECTOR, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← PROVINE, MICHAEL, CLAUDEOwnerMEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV

Affiliated with (1)

← CANDOR WEALTH ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← BENJAMIN CARY HALLIBURTONAdvisorregistration: previous registration
Jul 1, 2002 to Dec 10, 2019factForm ADV
← MICHAEL CLAUDE PROVINEAdvisorregistration: previous registration
Feb 15, 2002 to Dec 10, 2019factForm ADV
← CASEY JOHN WIECZOREKAdvisorregistration: previous registration
Jun 8, 2015 to Dec 10, 2019factForm ADV
← Frani Michele FeitAdvisorregistration: previous registration
Feb 4, 2016 to Dec 10, 2019factForm ADV

Moved with (2)

→ TRADITION ASSET MANAGEMENT LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 10, 2019 to May 28, 2019factForm ADV
← CANDOR WEALTH ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jan 5, 2016 to Feb 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4aeda9dd-c586-5a0a-e599-e0fe2ca427fd
First observed: Mar 30, 2012
Last observed: Mar 25, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TRADITION CAPITAL MANAGEMENT LLC

CRD 113755

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4aeda9dd-c586-5a0a-e599-e0fe2ca427fd

Data as of Mar 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HALLIBURTON, BENJAMIN, CARY

MEMBER-MANAGING DIRECTOR

yes

10/2000

Mar 30, 2012

Mar 25, 2019

PROVINE, MICHAEL, CLAUDE

MEMBER-MANAGING DIRECTOR-CHIEF COMPLIANCE OFFICER

yes

11/2000

Mar 30, 2012

Mar 25, 2019

TROMPETER, CHRISTOPHER, JOSEPH

MEMBER-MANAGING DIRECTOR

yes

10/2000

Mar 30, 2012

Mar 25, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 25, 2019

$612M

$596M

n/a

2017

Mar 29, 2018

$656M

$635M

n/a

2016

Mar 30, 2017

$535M

$517M

n/a

2015

Mar 29, 2016

$528M

$509M

n/a

2014

Mar 30, 2015

$465M

$446M

n/a

2013

Mar 31, 2014

$456M

$440M

n/a

2012

Mar 27, 2013

$401M

$396M

n/a

2011

Mar 30, 2012

$422M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$612M

$656M

-6.7%

$528M

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRADITION ASSET MANAGEMENT LLC

Dec 10, 2019

May 28, 2019

SUMMIT, NJ

Firm absorbed

RIA to RIA

75.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CANDOR WEALTH ADVISORS LLC

Jan 5, 2016

Feb 4, 2016

SUMMIT, NJ

Team lift out

Other

66.7%