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D•••• T• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

D•••• T• S•••••

Advisor at F•••• S•••••• • C••

HOUSTON, TX

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Search this name across graphsid dfx:ria:b0a55c92-42af-fe9b-7bc1-10d9688c5db6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• S•••••• • C••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• C•	Mixed wealth	Sep 18, 2012	n/a	yes	HOUSTON, TX	Current employment
S•••••• T•••• C•	Independent wealth	Sep 18, 2012	n/a	yes	HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••• G•••• I••	F•••• S•••••• • C••	Mar 26, 2014	Sep 18, 2012	-554	Firm change after gap	Other
C••••• S••••• S••••••••• •••• L••	S•••••• A••••••• G•••• I••	Sep 10, 2012

Relationships

Registered with (5)

→ F•••• S•••••• • C••Registered adviserregistration: current employment
Sep 18, 2012 to presentfactForm ADV
→ S•••••• T•••• C•Registered adviserregistration: current employment
Sep 18, 2012 to presentfactForm ADV
→ S•••••• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Sep 18, 2012 to presentfactForm ADV
→ S•••••• A••••••• G•••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0a55c92-42af-fe9b-7bc1-10d9688c5db6
First observed: Sep 15, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.