K•• L••

Advisor at N•••••••• B••••• B• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b104c237-9220-47d8-5a24-157802800785

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Apr 2, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Feb 26, 2015	n/a	yes	NEW YORK, NY\|LONG ISLAND CITY, NY	Current employment
G••••• G••••• H••• • C•• L••	Independent wealth	Oct 20, 2014	Jan 14, 2015	no	NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• G••••• H••• • C•• L••	N•••••••• B••••• B• L••	Jan 14, 2015	Feb 26, 2015	43	Firm change	Other
L•••• A••••• • C•• L••	G••••• G••••• H••• • C•• L••	Oct 7, 2014	Oct 20, 2014

Relationships

Registered with (3)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Feb 26, 2015 to presentfactForm ADV
→ G••••• G••••• H••• • C•• L••Registered adviserregistration: previous registration
Oct 20, 2014 to Jan 14, 2015factForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Apr 3, 2012 to Oct 7, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b104c237-9220-47d8-5a24-157802800785
First observed: Apr 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.