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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

RICHARD DALE ALMOND

Advisor at OSAIC ADVISORY SERVICES, LLC

POCATELLO, ID | BLACKFOOT, ID

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Search this name across graphsid dfx:ria:b1076f07-4896-a095-cd7d-ba13fbd22488

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 10, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 1, 1988
First registration: Sep 10, 1997
Dual registered: yes, broker-dealer
Other names: DALE ALMOND
IAPD individual key: 733613

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	POCATELLO, ID	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 25, 2024	n/a	yes	BLACKFOOT, ID\|POCATELLO, ID	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Aug 8, 2022	Nov 8, 2024	no	POCATELLO, ID	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 10, 2013	Aug 9, 2022	no	GREENWOOD VILLAGE, CO\|POCATELLO, ID\|OVERLAND PARK, KS\|POCATELLO, ID\|POCATELLO, ID	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Apr 6, 2010	Dec 9, 2013	no	POCATELLO, ID\|CINCINNATI, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Feb 9, 2006	Apr 7, 2010	no	CHUBBUCK, ID	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 10, 1997	Dec 2, 2005	no	POCATELLO, ID	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC WEALTH, INC.	Nov 8, 2024	Sep 25, 2024	-44	Channel change	Ibd to ibd
CETERA ADVISORS LLC	ARBOR POINT ADVISORS	Aug 9, 2022	Aug 8, 2022	-1	Firm change	Ibd to ibd
ON INVESTMENT MANAGEMENT CO	CETERA ADVISORS LLC	Dec 9, 2013	Dec 10, 2013	1	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	ON INVESTMENT MANAGEMENT CO	Apr 7, 2010	Apr 6, 2010	-1	Firm change	Other
OSAIC FA, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 2, 2005	Feb 9, 2006	69	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:23131:ID:2024-11-08	Nov 8, 2024	Sep 25, 2024	POCATELLO, ID	Firm change after gap

Relationships

Registered with (7)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2022 to Nov 8, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 10, 2013 to Aug 9, 2022factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Apr 6, 2010 to Dec 9, 2013factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Feb 9, 2006 to Apr 7, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 10, 1997 to Dec 2, 2005factForm ADV

Dated events

Occurred
Aug 9, 2022
Advisor changed firm
Richard Dale Almond left Cetera Advisors Llc for Arbor Point Advisors (registered 2022-08-08)
Form ADVobserved 4 days ago