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J•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•••• R••••••••

Advisor at S•••••••• S•••••••••

Newport, RI | Barrington, RI | Boston, MA | Wakefield, RI | EAST GREENWICH, RI

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Search this name across graphsid dfx:ria:b11f3505-9968-00ce-0a68-00f210b5bea3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Nov 28, 2017	n/a	yes	Wakefield, RI\|Boston, MA\|EAST GREENWICH, RI\|Barrington, RI\|Newport, RI	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Apr 17, 2013	Nov 17, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	S•••••••• S•••••••••	Nov 17, 2017	Nov 28, 2017	11	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Nov 28, 2017 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2013 to Nov 17, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b11f3505-9968-00ce-0a68-00f210b5bea3
First observed: Apr 17, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.