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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Brian Matthews

Advisor at CETERA INVESTMENT ADVISERS LLC

FARGO, ND | Grand Forks, ND

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Search this name across graphsid dfx:ria:b142edcf-1f3d-53ee-a018-9d139154b7de

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 7, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 23, 2013
First registration: Apr 7, 2015
Dual registered: yes, broker-dealer
Other names: Brian Joseph Matthews|BRIAN MATTHEWS
IAPD individual key: 6078794

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 20, 2025	n/a	yes	Grand Forks, ND\|FARGO, ND	Current employment
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 20, 2025	Feb 20, 2025	no	Fargo, ND\|BIRMINGHAM, AL	Previous registration
DOMAIN MONEY ADVISORS, LLC	Independent wealth	Mar 21, 2023	Jan 2, 2025	no	NEW YORK, NY\|Fargo, ND	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 18, 2021	May 24, 2022	no	Fargo, ND	Previous registration
NEUBERGER BERMAN BD LLC	No RAUM reported	Apr 7, 2015	Mar 20, 2018	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCOURSE FINANCIAL GROUP ADVISORS	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2025	Feb 20, 2025	0	Bulk transfer	Ibd to ibd
DOMAIN MONEY ADVISORS, LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Jan 2, 2025	Feb 20, 2025	49	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	DOMAIN MONEY ADVISORS, LLC	May 24, 2022	Mar 21, 2023	301	Firm change	Ibd to new firm
NEUBERGER BERMAN BD LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Mar 20, 2018	Jun 18, 2021	1,186	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 20, 2025 to presentfactForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 20, 2025 to Feb 20, 2025factForm ADV
→ DOMAIN MONEY ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 21, 2023 to Jan 2, 2025factForm ADV
→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: previous registration
Apr 7, 2015 to Mar 20, 2018factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
Brian Matthews left Domain Money Advisors, Llc for Concourse Financial Group Advisors (registered 2025-02-20)
Form ADVobserved 4 days ago
Occurred
May 24, 2022
Advisor changed firm
Brian Matthews left Concourse Financial Group Advisors for Domain Money Advisors, Llc (registered 2023-03-21)
Form ADVobserved 4 days ago