DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Matthews
Certified Financial Planner
Feed of 09/15/2026
Also filed as Brian Joseph Matthews
At current firm
1 y
since Feb 20, 2025
In the industry
12 y
since Dec 23, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Feb 20, 2025 · Grand Forks, Nd
- Concourse Financial Group Advisors formerFeb 20, 2025 to Feb 20, 2025 · Fargo, Nd
- Domain Money Advisors, LLC independent RIAMar 21, 2023 to Jan 2, 2025 · New York, Ny
- Concourse Financial Group Advisors formerJun 18, 2021 to May 24, 2022 · Fargo, Nd
- Neuberger Berman Bd LLC no RAUMApr 7, 2015 to Mar 20, 2018 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Concourse Financial Group Advisors to Cetera Investment Advisers LLCleft Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- Domain Money Advisors, LLC to Concourse Financial Group Advisorsleft Jan 2, 2025, registered Feb 20, 2025 (49 days) · Other
- Concourse Financial Group Advisors to Domain Money Advisors, LLCleft May 24, 2022, registered Mar 21, 2023 (301 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Neuberger Berman Bd LLC to Concourse Financial Group Advisorsleft Mar 20, 2018, registered Jun 18, 2021 (1186 days) · Other
Signals
- Brian Matthews left Domain Money Advisors, Llc for Concourse Financial Group Advisors (registered 2025-02-20)Jan 2, 2025 · Advisor changed firm · fact
- Brian Matthews left Concourse Financial Group Advisors for Domain Money Advisors, Llc (registered 2023-03-21)May 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address