DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
LYNN, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 3, 2025 | n/a | yes | LYNN, MA | Current employment |
| O•••• I••••••••• I••• | Bd affiliated wealth | Nov 4, 2024 | Nov 13, 2025 | no | Bridgewater, MA|Bridgewater, MA|MERIDEN, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | L•• F•••••••• L•• | Nov 13, 2025 | Dec 3, 2025 | 20 | Firm change | Ibd to ibd |
| L•• F•••••••• L•• | O•••• I••••••••• I••• | Feb 17, 2023 | Feb 7, 2023 |
| O•••• I••••••••• I••• | Bd affiliated wealth | Feb 7, 2023 | Oct 10, 2024 | no | Fall River, MA|Fall River, MA|MERIDEN, CT | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 18, 2022 | Feb 17, 2023 | no | BRIDGEWATER, MA | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Sep 20, 2017 | May 18, 2022 | no | Bridgewater, MA|WAVERLY, IA | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Oct 4, 2016 | Sep 12, 2017 | no | Framingham, MA|Westport, MA|North Dartmouth, MA|NEW BEDFORD, MA|New Bedford, MA | Previous registration |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Dec 16, 2013 | Sep 28, 2016 | no | BROCKTON, MA|MIDDLEBOROUGH, MA|Bridgewater, MA|RAYNHAM, MA|BRIDGEWATER, MA|BROCKTON, MA|West Roxbury, MA|Dorchester, MA | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Dec 10, 2013 | no | Providence, RI|NEWPORT, RI | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Aug 7, 2008 | Jun 1, 2009 | no | PROVIDENCE, RI | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jun 5, 2006 | Aug 1, 2008 | no | NORTH ATTLEBORO, MA|FAIRHAVEN, MA|BRIDGEWATER, MA|NORWOOD, MA|STOUGHTON, MA|STOUGHTON, MA|SO. DARTMOUTH, MA|RANDOLPH, MA|STOUGHTON, MA|NORTH EASTON, MA|NEW BEDFORD, MA|SEEKONK, MA|DARTMOUTH, MA|FALL RIVER, MA|FAIRHAVEN, MA|NEW BEDFORD, MA|FALL RIVER, MA|SOMERSET, MA | Previous registration |
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | Former SEC adviser | Aug 4, 2004 | Nov 19, 2004 | no | WESTBOROUGH, MA | Previous registration |
| F•• A•••••••• I••• | Asset manager | Jun 17, 2002 | Oct 22, 2002 | no | SACRAMENTO, CA | Previous registration |
| Firm change |
| RIA to ibd |
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| S•••••••• S••••••••• | C••• B•••••••• S•••••••• I••• | Sep 12, 2017 | Sep 20, 2017 | 8 | Firm change | Other |
| C••• B•••••••• S•••••••• I••• | S•••••••• S••••••••• | Sep 28, 2016 | Oct 4, 2016 | 6 | Firm change | Other |
| M••••• S•••••• | C••• B•••••••• S•••••••• I••• | Dec 10, 2013 | Dec 16, 2013 | 6 | Firm change | Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| C••••••• S••••••••• I••• | M••••• S•••••• • C•• L•• | Aug 1, 2008 | Aug 7, 2008 | 6 | Firm change | Other |
| C••••• A••••••• L•• | C••••••• S••••••••• I••• | Nov 19, 2004 | Jun 5, 2006 | 563 | Firm change after gap | Other |
| F•• A•••••••• I••• | C••••• A••••••• L•• | Oct 22, 2002 | Aug 4, 2004 | 652 | Firm change after gap | Other |