RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Dec 3, 2025 · Lynn, Ma
- O•••• I••••••••• I••• BD affiliatedNov 4, 2024 to Nov 13, 2025 · Bridgewater, Ma
- O•••• I••••••••• I••• BD affiliatedFeb 7, 2023 to Oct 10, 2024 · Fall River, Ma
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Feb 17, 2023 · Bridgewater, Ma
- C••• B•••••••• S•••••••• I••• formerSep 20, 2017 to May 18, 2022 · Bridgewater, Ma
- S•••••••• S••••••••• BD affiliatedOct 4, 2016 to Sep 12, 2017 · Framingham, Ma
- C••• B•••••••• S•••••••• I••• formerDec 16, 2013 to Sep 28, 2016 · Brockton, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 10, 2013 · Providence, Ri
- M••••• S•••••• • C•• L•• unclassifiedAug 7, 2008 to Jun 1, 2009 · Providence, Ri
- C••••••• S••••••••• I••• BD affiliatedJun 5, 2006 to Aug 1, 2008 · North Attleboro, Ma
- C••••• A••••••• L•• formerAug 4, 2004 to Nov 19, 2004 · Westborough, Ma
- F•• A•••••••• I••• asset managerJun 17, 2002 to Oct 22, 2002 · Sacramento, Ca
- O•••• I••••••••• I••• to L•• F•••••••• L••left Nov 13, 2025, registered Dec 3, 2025 (20 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Feb 17, 2023, registered Feb 7, 2023 (-10 days) · RIA to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- S•••••••• S••••••••• to C••• B•••••••• S•••••••• I•••left Sep 12, 2017, registered Sep 20, 2017 (8 days) · Other
- C••• B•••••••• S•••••••• I••• to S•••••••• S•••••••••left Sep 28, 2016, registered Oct 4, 2016 (6 days) · Other
- M••••• S•••••• to C••• B•••••••• S•••••••• I•••left Dec 10, 2013, registered Dec 16, 2013 (6 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••• S••••••••• I••• to M••••• S•••••• • C•• L••left Aug 1, 2008, registered Aug 7, 2008 (6 days) · Other
- C••••• A••••••• L•• to C••••••• S••••••••• I•••left Nov 19, 2004, registered Jun 5, 2006 (563 days) · Other
- F•• A•••••••• I••• to C••••• A••••••• L••left Oct 22, 2002, registered Aug 4, 2004 (652 days) · Other
- J••••• E• S••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-12-03)Nov 13, 2025 · Advisor changed firm · fact
- J••••• E• S••• left L•• F•••••••• L•• for O•••• I••••••••• I••• (registered 2023-02-07)Feb 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address