DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

SCOTT EVAN GREENE

Advisor at COMPASS FINANCIAL MANAGEMENT LLC

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1625d7c-596c-0d20-ce6b-9c55b9b876a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS FINANCIAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 11, 2016
First registration: Jul 28, 2016
Dual registered: no
IAPD individual key: 3132867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS FINANCIAL MANAGEMENT LLC	Independent wealth	Apr 8, 2025	n/a	yes	Tampa, FL	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 17, 2020	Apr 8, 2025	no	Tampa, FL\|Crystal River, FL\|Ocala, FL\|Ocala, FL	Previous registration
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Independent wealth	Jun 5, 2017	Aug 26, 2019	no	TAMPA, FL	Previous registration
MUTUAL TRUST ASSET MGMT., INC.	Independent wealth	Jul 28, 2016	Jan 10, 2017	no	Clermont, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	COMPASS FINANCIAL MANAGEMENT LLC	Apr 8, 2025	Apr 8, 2025	0	Firm change	Ibd to RIA
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	AE WEALTH MANAGEMENT, LLC	Aug 26, 2019	Jan 17, 2020	144	Firm change	RIA to RIA
MUTUAL TRUST ASSET MGMT., INC.	SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC	Jan 10, 2017	Jun 5, 2017	146	Firm change	Other

Relationships

Registered with (4)

→ COMPASS FINANCIAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 8, 2025 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 17, 2020 to Apr 8, 2025factForm ADV
→ SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLCRegistered adviserregistration: previous registration
Jun 5, 2017 to Aug 26, 2019factForm ADV
→ MUTUAL TRUST ASSET MGMT., INC.Registered adviserregistration: previous registration
Jul 28, 2016 to Jan 10, 2017factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
Scott Evan Greene left Ae Wealth Management, Llc for Compass Financial Management Llc (registered 2025-04-08)
Form ADVobserved 6 days ago