DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CAMP HILL, PA | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 4, 2022 | n/a | yes | NEW YORK, NY|CAMP HILL, PA | Current employment |
| CONRAD SIEGEL INVESTMENT ADVISORS | Institutional manager | Dec 5, 2020 | Sep 30, 2021 | no | HARRISBURG, PA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jun 24, 2015 | Jul 21, 2016 | no | CAMP HILL, PA|HERSHEY, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 30, 2009 | Jun 16, 2015 | no | CAMP HILL, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONRAD SIEGEL INVESTMENT ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 30, 2021 | Nov 4, 2022 | 400 | Firm change | Other |
| OSAIC FA, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | Jul 21, 2016 | Dec 5, 2020 | 1,598 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OSAIC FA, INC. | Jun 16, 2015 | Jun 24, 2015 | 8 | Firm change | Other |