This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BNY MELLON SECURITIES CORPORATION

Current firm class

other adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 31, 1995

First registration

Sep 23, 2002

Dual registered

yes, broker-dealer

IAPD individual key

2431419

• Occurred

  Jan 23, 2024
  Advisor changed firm

  Brian Patrick Oconnor left Putnam Investment Management, Llc for Bny Mellon Securities Corporation (registered 2024-04-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b16d5f27-b48f-7a0d-abdc-0bf5c5dfa356

First observed

Sep 23, 2002

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.