DFX Intelligence

P•••••• H•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

P•••••• H•••• G•••••••••

Advisor at L•••••• S••••• A•••••••

AMBLER, PA | Ambler, PA

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Search this name across graphsid dfx:ria:f9cb1335-02da-aa09-ccf4-3824496ad9f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S••••• A•••••••	Independent wealth	Mar 24, 2025	n/a	yes	Ambler, PA\|AMBLER, PA	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Nov 23, 2020	Mar 21, 2025	no	CONSHOHOCKEN, PA\|Chesterbrook, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	L•••••• S••••• A•••••••	Mar 21, 2025	Mar 24, 2025	3	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• C•••••• M••••••• L••	Nov 11, 2020	Nov 23, 2020

Relationships

Registered with (3)

→ L•••••• S••••• A•••••••Registered adviserregistration: current employment
Mar 24, 2025 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 23, 2020 to Mar 21, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 13, 2019 to Nov 11, 2020factForm ADV

Dated events

Occurred
Mar 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9cb1335-02da-aa09-ccf4-3824496ad9f7
First observed: Aug 4, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.