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Advisor at LIGHTHOUSE WEALTH STRATEGIES, LLC
GIG HARBOR, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIGHTHOUSE WEALTH STRATEGIES, LLC | Independent wealth | Sep 14, 2022 | n/a | yes | GIG HARBOR, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 8, 2017 | Sep 21, 2022 | no | GIG HARBOR, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 18, 2012 | Dec 18, 2017 | no | TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LIGHTHOUSE WEALTH STRATEGIES, LLC | Sep 21, 2022 | Sep 14, 2022 | -7 | Firm change | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 18, 2017 | Dec 8, 2017 | -10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:299334:WA:2022-09-21 | Sep 21, 2022 | Sep 14, 2022 | GIG HARBOR, WA | Firm change |
| 8174:11025:WA:2017-12-11 | Dec 18, 2017 | Dec 8, 2017 | TACOMA, WA | Firm change |