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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

KENNETH WILLIAM ROBBINS

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Pasadena, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:b17db931-c67f-897d-05e4-02c921364a59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 26, 1995
First registration: Nov 2, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2588039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 10, 2017	n/a	yes	Pasadena, CA\|LOS ANGELES, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	May 10, 2017	no	GREAT FALLS, MT\|LOS ANGELES, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	LOS ANGELES, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jun 7, 2007	Nov 4, 2013	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 2, 1998	Feb 3, 2004	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	RAYMOND JAMES & ASSOCIATES, INC.	May 10, 2017	May 10, 2017	0	Firm change	Other
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CROWELL, WEEDON & CO.	Feb 3, 2004	Jun 7, 2007	1,220	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
199:705:CA:2017-05-10	May 10, 2017	May 10, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
May 10, 2017 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to May 10, 2017factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jun 7, 2007 to Nov 4, 2013factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 2, 1998 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.