DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

HERON VIEW PARTNERS LLC

CRD 105926

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1801e90-2658-f2cc-bbe4-1043d50cb367

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 177
Dated events: 9
On other graphs: 4
Observed: Mar 29, 2012 to Jul 14, 2026
80 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Pinebridge Investments LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Heron View Partners LLC

Capital provider to sponsors · shared crd

Private Creditidentity

HERON VIEW PARTNERS LLC

Private credit manager · shared crd

Real Estate Fundsidentity

Pinebridge Investments LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.98 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.7BItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 26
Private funds: 22Schedule D 7.B(1)
Custody, client assets: $0
Relying advisers: 3
SEC number: 801-18759
CIK: 1082463
CRD: 105926
Filings on the tape: 80
First filed: Mar 29, 2012
Latest filed: Jul 14, 2026
Organised: Limited Liability Company, DE
Website: heronviewpartners.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 158

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BEEHIVE SECONDARY PARTNERS, LP	Private Equity Fund	$1.9B	Oct 25, 2019	3	Mar 31, 2019	dropped	n/a
PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND	Hedge Fund	$1.1B	Nov 6, 2020	155	Nov 6, 2020	dropped	n/a
PINEBRIDGE PRIVATE CREDIT III PARALLEL, L.P.	Hedge Fund	$842M	Mar 28, 2024	5	Feb 27, 2023	reported	021-45702802
PINEBRIDGE GTAA LP	Hedge Fund	$819M	Nov 6, 2020	2	Mar 31, 2019	dropped	n/a
PINEBRIDGE SENIOR SECURED LOAN FUND LTD.	Other Private Fund	$799M	Mar 28, 2024	18	Mar 30, 2016	reported	021-204957
PINEBRIDGE GLOBAL OPPORTUNISTIC DM CREDIT MASTER FUND L.P.	Hedge Fund	$771M	Mar 28, 2024	24	Mar 31, 2019	reported	021-331418
PINEBRIDGE PRIVATE CREDIT, L.P.	Hedge Fund	$605M	Mar 28, 2024	8	Mar 31, 2019	reported	021-324401
PINEBRIDGE SECONDARY PARTNERS IV, SLP	Hedge Fund	$574M	Mar 28, 2024	48	Mar 31, 2017	reported	021-266268
PINEBRIDGE ALTERNATIVE INVESTMENT FUNDS SICAV SIF	Other Private Fund	$565M	Mar 28, 2024	5	Mar 30, 2015	reported	n/a
PINEBRIDGE SECONDARY PARTNERS V, SLP	Hedge Fund	$532M	Mar 28, 2024	35	Mar 30, 2020	reported	021-353981
PINEBRIDGE PRIVATE CREDIT III, L.P.	Hedge Fund	$520M	Mar 28, 2024	4	Feb 27, 2023	reported	021-499033
GALAXY XX CLO, LTD.	Securitized Asset Fund	$520M	Mar 28, 2024	0	Mar 30, 2015	reported	n/a
GALAXY XIV CLO LTD	Securitized Asset Fund	$495M	Feb 1, 2019	0	Mar 28, 2013	dropped	n/a
GALAXY XV CLO, LTD.	Securitized Asset Fund	$495M	Mar 28, 2024	0	Mar 28, 2013	reported	n/a
GALAXY XXIX CLO LTD	Securitized Asset Fund	$494M	Dec 13, 2023	0	Mar 31, 2019	reported	n/a
GALAXY XXV CLO LTD	Securitized Asset Fund	$473M	Mar 31, 2019	0	Mar 31, 2019	dropped	n/a
GALAXY 31 CLO, LTD.	Securitized Asset Fund	$459M	Mar 28, 2024	0	Mar 28, 2024	reported	n/a
PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND	Other Private Fund	$452M	Mar 28, 2024	117	Mar 28, 2024	reported	n/a
GALAXY XVII CLO LTD	Securitized Asset Fund	$438M	Feb 1, 2019	0	Mar 28, 2014	dropped	n/a
GALAXY XVIII CLO LTD	Securitized Asset Fund	$437M	Feb 1, 2019	0	Mar 30, 2015	dropped	n/a
GALAXY XXVIII CLO, LTD.	Securitized Asset Fund	$432M	Mar 28, 2024	0	Mar 31, 2019	reported	n/a
GALAXY XXVI CLO LTD	Securitized Asset Fund	$429M	Mar 31, 2019	0	Mar 31, 2019	dropped	n/a
PINEBRIDGE PREFERRED PARTICIPATION FUND, L.P.	Hedge Fund	$417M	Mar 28, 2024	11	Mar 31, 2021	reported	021-366948
ZC RESOURCE INVESTMENT TRUST	Other Private Fund	$407M	May 12, 2014	1	Mar 28, 2014	dropped	021-129849
GALAXY 32 CLO, LTD.	Securitized Asset Fund	$404M	Mar 28, 2024	0	Mar 28, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AHERN, TRACIE, ELIZABETH	DIRECTOR AND CHIEF FINANCIAL OFFICER	Na	yes	04/2019	May 10, 2019	Mar 28, 2024
BRIDGE HOLDINGS COMPANY LIMITED	GENERAL PARTNER	F	yes	08/2009	Mar 29, 2012	Mar 28, 2024
CHILTONLINK LIMITED	Shareholder	E	yes	07/2009	Mar 29, 2012	Mar 28, 2024
CORSON, WILLIAM, EMERSON	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 31, 2022	Mar 28, 2024
EHRET, GREGORY, ALBERT	DIRECTOR AND CHIEF EXECUTIVE OFFICER	Na	yes	04/2016	Apr 26, 2016	Mar 28, 2024
KARPIK, MICHAEL, JOHN	DIRECTOR AND CHIEF OPERATING OFFICER	Na	yes	01/2018	Feb 14, 2018	Mar 28, 2024
LI, RICHARD, TZAR KAI	Shareholder	E	yes	12/1996	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED	Shareholder	E	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED	Shareholder	E	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED	LIMITED PARTNER	E	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P.	LIMITED PARTNER	E	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED	Shareholder	E	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PACIFIC CENTURY PARTNERS GP LIMITED	GENERAL PARTNER	F	yes	08/2009	Mar 29, 2012	Mar 28, 2024
PINEBRIDGE INVESTMENTS HOLDINGS US LLC	DIRECT OWNER	E	yes	09/2009	Mar 29, 2012	Mar 28, 2024
PINEBRIDGE INVESTMENTS, L.P.	Shareholder	E	yes	03/2010	Jan 12, 2015	Mar 28, 2024
SMITH, ERIC, JAMES	GENERAL COUNSEL	Na	yes	05/2020	May 21, 2020	Mar 28, 2024
MELLINGER, PIERRE, FRANCOIS GEORGES	PRESIDENT OF PINEBRIDGE INVESTMENTS PARTNERS LLC	Na	no	03/2012	Mar 29, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PINEBRIDGE GALAXY LLC	n/a	Other adviser	$77B	Y	yes	n/a
FWD MANAGEMENT HOLDINGS LIMITED	n/a	n/a	n/a	N	yes	n/a
HUATAI-PINEBRIDGE FUND MANAGEMENT CO., LTD	n/a	n/a	n/a	Y	yes	n/a
PINEBRIDGE BENSON ELLIOT LLP	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE DE MEXICO S. DE R.L. DE C.V	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INDIA PRIVATE LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS ASIA LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS DEUTSCHLAND GMBH	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS EUROPE LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS HONG KONG LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS JAPAN CO., LTD.	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS LATIN AMERICA SPA	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS MALAYSIA SDN BHD	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS MANAGEMENT TAIWAN LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS SINGAPORE LIMITED	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE INVESTMENTS SWITZERLAND GMBH	n/a	n/a	n/a	N	yes	n/a
PINEBRIDGE SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	24	no
Westport	Ct	United States	10	no
Houston	TX	United States	7	no
FORT LAUDERDALE	FL	United States	3	no
Hingham	Ma	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$2.7B	$2.7B	17	14	1	22	n/a
2024	Mar 29, 2025	$73B	$66B	249	133	5	72	n/a
2023	Mar 28, 2024	$74B	$67B	281	141	5	72	$14B
2022	Mar 30, 2023	$65B	$58B	281	141	5	66	$14B
2021	Mar 31, 2022	$69B	$59B	277	147	5	67	$12B
2020	Mar 31, 2021	$58B	$47B	277	147	2	64	$11B
2019	Mar 30, 2020	$48B	$47B	282	124	2	68	$11B
2018	Mar 31, 2019	$42B	$41B	281	135	3	76	$14B
2017	Mar 28, 2018	$43B	$40B	282	142	3	70	$11B
2016	Mar 31, 2017	$41B	$38B	280	140	n/a	94	$11B
2015	Mar 30, 2016	$41B	$36B	285	90	n/a	98	$13B
2014	Mar 30, 2015	$39B	$34B	256	96	n/a	95	$15B
2013	Mar 28, 2014	$38B	$35B	243	102	n/a	95	$15B
2012	Mar 28, 2013	$40B	$28B	239	105	n/a	94	$19B
2011	Mar 29, 2012	$37B	$32B	n/a	n/a	n/a	81	$13B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$73B	-96.3%	$65B	-65.4%	17	249	1	5

Relationships

showing 80 of 177

Affiliated with (2)

→ PINEBRIDGE INVESTMENTS LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
← PINEBRIDGE INVESTMENTS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Advises (78)

→ PINEBRIDGE PEP V LARGE MARKET U.S. BUYOUT, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ GALAXY XV CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ PINEBRIDGE PREFERRED PARTICIPATION FUND, L.P.Private fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ PINEBRIDGE LATIN AMERICA PARTNERS, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ GALAXY 31 CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ GALAXY 30 CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ PINEBRIDGE PEP V U.S. VENTURE, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PINEBRIDGE SECONDARY PARTNERS II-A, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PINEBRIDGE PEP V SMALL-MID MARKET U.S. BUYOUT, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PINEBRIDGE GLOBAL OPPORTUNISTIC DM CREDIT MASTER FUND L.P.Private fundHedge Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ PINEBRIDGE USD HIGH YIELD BOND FUNDPrivate fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ PINEBRIDGE SECONDARY PARTNERS II, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ GALAXY XXVIII CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ PINEBRIDGE PEP V PREFERRED PARTICIPATION FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ CIMARRON CDO, LTD.Private fundSecuritized Asset Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ PINEBRIDGE US RESEARCH ENHANCED CORE EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ GALAXY XXVII CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ PINEBRIDGE STRUCTURED CAPITAL PARTNERS OFFSHORE II-A, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2013 to presentfactForm ADV
→ PINEBRIDGE NEW EUROPE PARTNERS II, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PINEBRIDGE PRIVATE CREDIT III, L.P.Private fundHedge Fund, IA
Feb 27, 2023 to presentfactForm ADV
→ PINEBRIDGE PRIVATE CREDIT III PARALLEL, L.P.Private fundHedge Fund, IA
Feb 27, 2023 to presentfactForm ADV
→ PSP V RH, L.P.Private fundHedge Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ PINEBRIDGE GLOBAL EMERGING MARKETS FOCUS EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ PINEBRIDGE EUROPE RESEARCH ENHANCED EQUITY FUNDPrivate fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ PINEBRIDGE GLOBAL BOND FUNDPrivate fundOther Private Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ PINEBRIDGE SUB-SAHARAN AFRICA FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND LLCPrivate fundHedge Fund, IA
Mar 30, 2015 to presentfactForm ADV
→ GALAXY XXI CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ PINEBRIDGE PEP V SECONDARY, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ PINEBRIDGE PEP V ASIA, L.P.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
and 48 more

Dated events

Occurred
Jan 5, 2026
Regulatory AUM changed
Heron View Partners Llc reported RAUM $3.1B, down 96% from $73.2B (2025-11-26 to 2026-01-05)
Form ADVobserved 6 days ago
$-70.1B
Occurred
Mar 31, 2022
Control person left
Howard John Blevins (Chief Compliance Officer) no longer on Schedule A of Heron View Partners Llc (listed 2022-02-24, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Emerson William Corson (Chief Compliance Officer) appeared on Schedule A of Heron View Partners Llc
Form ADVobserved 6 days ago
Occurred
May 21, 2020
Control person joined
Eric Smith (General Counsel) appeared on Schedule A of Heron View Partners Llc
Form ADVobserved 6 days ago
Occurred
Apr 27, 2020
Control person left
Cissie Citardi (Director And General Counsel) no longer on Schedule A of Heron View Partners Llc (listed 2020-03-30, absent 2020-04-27)
Form ADVobserved 6 days ago
Occurred
May 10, 2019
Control person joined
Elizabeth Tracie Ahern (Chief Financial Officer) appeared on Schedule A of Heron View Partners Llc
Form ADVobserved 6 days ago
Occurred
May 10, 2019
Control person left
Henry Rene Guilmet (Interim Chief Financial Officer) no longer on Schedule A of Heron View Partners Llc (listed 2019-03-31, absent 2019-05-10)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2019
Control person left
Alexander David Kolker (Director And Chief Financial Officer) no longer on Schedule A of Heron View Partners Llc (listed 2018-07-23, absent 2019-02-01)
Form ADVobserved 6 days ago
Occurred
Feb 1, 2019
Control person joined
Henry Rene Guilmet (Interim Chief Financial Officer) appeared on Schedule A of Heron View Partners Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1801e90-2658-f2cc-bbe4-1043d50cb367
First observed: Mar 29, 2012
Last observed: Jul 14, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HERON VIEW PARTNERS LLC

CRD 105926

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1801e90-2658-f2cc-bbe4-1043d50cb367

Data as of Jul 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BEEHIVE SECONDARY PARTNERS, LP

Private Equity Fund

$1.9B

Oct 25, 2019

Mar 31, 2019

dropped

n/a

PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND

Hedge Fund

$1.1B

Nov 6, 2020

155

Nov 6, 2020

dropped

n/a

PINEBRIDGE PRIVATE CREDIT III PARALLEL, L.P.

Hedge Fund

$842M

Mar 28, 2024

Feb 27, 2023

reported

021-45702802

PINEBRIDGE GTAA LP

Hedge Fund

$819M

Nov 6, 2020

Mar 31, 2019

dropped

n/a

PINEBRIDGE SENIOR SECURED LOAN FUND LTD.

Other Private Fund

$799M

Mar 28, 2024

Mar 30, 2016

reported

021-204957

PINEBRIDGE GLOBAL OPPORTUNISTIC DM CREDIT MASTER FUND L.P.

Hedge Fund

$771M

Mar 28, 2024

Mar 31, 2019

reported

021-331418

PINEBRIDGE PRIVATE CREDIT, L.P.

Hedge Fund

$605M

Mar 28, 2024

Mar 31, 2019

reported

021-324401

PINEBRIDGE SECONDARY PARTNERS IV, SLP

Hedge Fund

$574M

Mar 28, 2024

Mar 31, 2017

reported

021-266268

PINEBRIDGE ALTERNATIVE INVESTMENT FUNDS SICAV SIF

Other Private Fund

$565M

Mar 28, 2024

Mar 30, 2015

reported

n/a

PINEBRIDGE SECONDARY PARTNERS V, SLP

Hedge Fund

$532M

Mar 28, 2024

Mar 30, 2020

reported

021-353981

PINEBRIDGE PRIVATE CREDIT III, L.P.

Hedge Fund

$520M

Mar 28, 2024

Feb 27, 2023

reported

021-499033

GALAXY XX CLO, LTD.

Securitized Asset Fund

$520M

Mar 28, 2024

Mar 30, 2015

reported

n/a

GALAXY XIV CLO LTD

Securitized Asset Fund

$495M

Feb 1, 2019

Mar 28, 2013

dropped

n/a

GALAXY XV CLO, LTD.

Securitized Asset Fund

$495M

Mar 28, 2024

Mar 28, 2013

reported

n/a

GALAXY XXIX CLO LTD

Securitized Asset Fund

$494M

Dec 13, 2023

Mar 31, 2019

reported

n/a

GALAXY XXV CLO LTD

Securitized Asset Fund

$473M

Mar 31, 2019

dropped

n/a

GALAXY 31 CLO, LTD.

Securitized Asset Fund

$459M

Mar 28, 2024

reported

n/a

PINEBRIDGE GLOBAL DYNAMIC ASSET ALLOCATION FUND

Other Private Fund

$452M

Mar 28, 2024

117

Mar 28, 2024

reported

n/a

GALAXY XVII CLO LTD

Securitized Asset Fund

$438M

Feb 1, 2019

Mar 28, 2014

dropped

n/a

GALAXY XVIII CLO LTD

Securitized Asset Fund

$437M

Feb 1, 2019

Mar 30, 2015

dropped

n/a

GALAXY XXVIII CLO, LTD.

Securitized Asset Fund

$432M

Mar 28, 2024

Mar 31, 2019

reported

n/a

GALAXY XXVI CLO LTD

Securitized Asset Fund

$429M

Mar 31, 2019

dropped

n/a

PINEBRIDGE PREFERRED PARTICIPATION FUND, L.P.

Hedge Fund

$417M

Mar 28, 2024

Mar 31, 2021

reported

021-366948

ZC RESOURCE INVESTMENT TRUST

Other Private Fund

$407M

May 12, 2014

Mar 28, 2014

dropped

021-129849

GALAXY 32 CLO, LTD.

Securitized Asset Fund

$404M

Mar 28, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AHERN, TRACIE, ELIZABETH

DIRECTOR AND CHIEF FINANCIAL OFFICER

yes

04/2019

May 10, 2019

Mar 28, 2024

BRIDGE HOLDINGS COMPANY LIMITED

GENERAL PARTNER

yes

08/2009

Mar 29, 2012

Mar 28, 2024

CHILTONLINK LIMITED

Shareholder

yes

07/2009

Mar 29, 2012

Mar 28, 2024

CORSON, WILLIAM, EMERSON

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 31, 2022

Mar 28, 2024

EHRET, GREGORY, ALBERT

DIRECTOR AND CHIEF EXECUTIVE OFFICER

yes

04/2016

Apr 26, 2016

Mar 28, 2024

KARPIK, MICHAEL, JOHN

DIRECTOR AND CHIEF OPERATING OFFICER

yes

01/2018

Feb 14, 2018

Mar 28, 2024

LI, RICHARD, TZAR KAI

Shareholder

yes

12/1996

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED

Shareholder

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED

Shareholder

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED

LIMITED PARTNER

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P.

LIMITED PARTNER

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED

Shareholder

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PACIFIC CENTURY PARTNERS GP LIMITED

GENERAL PARTNER

yes

08/2009

Mar 29, 2012

Mar 28, 2024

PINEBRIDGE INVESTMENTS HOLDINGS US LLC

DIRECT OWNER

yes

09/2009

Mar 29, 2012

Mar 28, 2024

PINEBRIDGE INVESTMENTS, L.P.

Shareholder

yes

03/2010

Jan 12, 2015

Mar 28, 2024

SMITH, ERIC, JAMES

GENERAL COUNSEL

yes

05/2020

May 21, 2020

Mar 28, 2024

MELLINGER, PIERRE, FRANCOIS GEORGES

PRESIDENT OF PINEBRIDGE INVESTMENTS PARTNERS LLC

03/2012

Mar 29, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PINEBRIDGE GALAXY LLC

n/a

Other adviser

$77B

yes

n/a

FWD MANAGEMENT HOLDINGS LIMITED

n/a

yes

n/a

HUATAI-PINEBRIDGE FUND MANAGEMENT CO., LTD

n/a

yes

n/a

PINEBRIDGE BENSON ELLIOT LLP

n/a

yes

n/a

PINEBRIDGE DE MEXICO S. DE R.L. DE C.V

n/a

yes

n/a

PINEBRIDGE INDIA PRIVATE LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS ASIA LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS DEUTSCHLAND GMBH

n/a

yes

n/a

PINEBRIDGE INVESTMENTS EUROPE LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS HONG KONG LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS IRELAND LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS JAPAN CO., LTD.

n/a

yes

n/a

PINEBRIDGE INVESTMENTS LATIN AMERICA SPA

n/a

yes

n/a

PINEBRIDGE INVESTMENTS MALAYSIA SDN BHD

n/a

yes

n/a

PINEBRIDGE INVESTMENTS MANAGEMENT TAIWAN LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS SINGAPORE LIMITED

n/a

yes

n/a

PINEBRIDGE INVESTMENTS SWITZERLAND GMBH

n/a

yes

n/a

PINEBRIDGE SECURITIES LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Westport

United States

Houston

United States

FORT LAUDERDALE

United States

Hingham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$2.7B

n/a

2024

Mar 29, 2025

$73B

$66B

249

133

n/a

2023

Mar 28, 2024

$74B

$67B

281

141

$14B

2022

Mar 30, 2023

$65B

$58B

281

141

$14B

2021

Mar 31, 2022

$69B

$59B

277

147

$12B

2020

Mar 31, 2021

$58B

$47B

277

147

$11B

2019

Mar 30, 2020

$48B

$47B

282

124

$11B

2018

Mar 31, 2019

$42B

$41B

281

135

$14B

2017

Mar 28, 2018

$43B

$40B

282

142

$11B

2016

Mar 31, 2017

$41B

$38B

280

140

n/a

$11B

2015

Mar 30, 2016

$41B

$36B

285

n/a

$13B

2014

Mar 30, 2015

$39B

$34B

256

n/a

$15B

2013

Mar 28, 2014

$38B

$35B

243

102

n/a

$15B

2012

Mar 28, 2013

$40B

$28B

239

105

n/a

$19B

2011

Mar 29, 2012

$37B

$32B

n/a

$13B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.7B

$73B

-96.3%

$65B

-65.4%

249