DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Heron View Partners LLC
Latest filing Jul 14, 2026
First filing on the tape Mar 29, 2012 · 80 filings
SEC status approved since May 2, 1983
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
22
reported on Schedule D
History
80 filings and snapshots on the tape
RAUM$2.7B as of Jul 14, 2026
Mar 29, 2012$37B then
HNW client RAUM$0 as of Feb 28, 2025
Mar 31, 2019$0 then
State-registered IARs (5.B.3)0 as of Jul 14, 2026
Mar 29, 20120 then
Employees (5.A)17 as of Jul 14, 2026
Mar 28, 2013239 then
Private funds22 as of Jul 14, 2026
Mar 29, 201281 then
RAUM -96% over the last fiscal year-65% a year over threeIARs 0 to 0offices 5 to 1
Practice profile
derived from the filing of Jul 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -96%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B99%
- Charitable organizations$25.3M1.0%
- Pension and profit-sharing plans$11.8M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
158 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Beehive Secondary Partners, LPno longer reported | Private Equity Fund | $1.9B | 3 | Mar 31, 2019 |
| Pinebridge Global Dynamic Asset Allocation Fundno longer reported | Hedge Fund | $1.1B | 155 | Nov 6, 2020 |
| Pinebridge Private Credit III Parallel, L.P. | Hedge Fund | $842M | 5 | Feb 27, 2023 |
| Pinebridge Gtaa LPno longer reported | Hedge Fund | $819M | 2 | Mar 31, 2019 |
| Pinebridge Senior Secured Loan Fund Ltd. | Other Private Fund | $799M | 18 | Mar 30, 2016 |
| Pinebridge Global Opportunistic Dm Credit Master Fund L.P. | Hedge Fund | $771M | 24 | Mar 31, 2019 |
| Pinebridge Private Credit, L.P. | Hedge Fund | $605M | 8 | Mar 31, 2019 |
| Pinebridge Secondary Partners IV, Slp | Hedge Fund | $574M | 48 | Mar 31, 2017 |
| Pinebridge Alternative Investment Funds Sicav Sif | Other Private Fund | $565M | 5 | Mar 30, 2015 |
| Pinebridge Secondary Partners V, Slp | Hedge Fund | $532M | 35 | Mar 30, 2020 |
| Pinebridge Private Credit III, L.P. | Hedge Fund | $520M | 4 | Feb 27, 2023 |
| Galaxy Xx Clo, Ltd. | Securitized Asset Fund | $520M | 0 | Mar 30, 2015 |
| Galaxy Xiv Clo Ltdno longer reported | Securitized Asset Fund | $495M | 0 | Mar 28, 2013 |
| Galaxy Xv Clo, Ltd. | Securitized Asset Fund | $495M | 0 | Mar 28, 2013 |
| Galaxy Xxix Clo Ltd | Securitized Asset Fund | $494M | 0 | Mar 31, 2019 |
| Galaxy Xxv Clo Ltdno longer reported | Securitized Asset Fund | $473M | 0 | Mar 31, 2019 |
| Galaxy 31 Clo, Ltd. | Securitized Asset Fund | $459M | 0 | Mar 28, 2024 |
| Pinebridge Global Dynamic Asset Allocation Fund | Other Private Fund | $452M | 117 | Mar 28, 2024 |
| Galaxy Xvii Clo Ltdno longer reported | Securitized Asset Fund | $438M | 0 | Mar 28, 2014 |
| Galaxy Xviii Clo Ltdno longer reported | Securitized Asset Fund | $437M | 0 | Mar 30, 2015 |
| Galaxy Xxviii Clo, Ltd. | Securitized Asset Fund | $432M | 0 | Mar 31, 2019 |
| Galaxy Xxvi Clo Ltdno longer reported | Securitized Asset Fund | $429M | 0 | Mar 31, 2019 |
| Pinebridge Preferred Participation Fund, L.P. | Hedge Fund | $417M | 11 | Mar 31, 2021 |
| Zc Resource Investment Trustno longer reported | Other Private Fund | $407M | 1 | Mar 28, 2014 |
| Galaxy 32 Clo, Ltd. | Securitized Asset Fund | $404M | 0 | Mar 28, 2024 |
| Galaxy 30 Clo, Ltd. | Securitized Asset Fund | $402M | 0 | Mar 30, 2023 |
| Galaxy Xvi Clo Ltdno longer reported | Securitized Asset Fund | $392M | 0 | Mar 28, 2014 |
| Galaxy Xxii Clo, Ltd. | Securitized Asset Fund | $379M | 0 | Mar 30, 2016 |
| Galaxy Xxi Clo, Ltd. | Securitized Asset Fund | $374M | 0 | Mar 30, 2016 |
| Galaxy Xxvii Clo, Ltd. | Securitized Asset Fund | $367M | 0 | Mar 31, 2019 |
| Pinebridge Private Credit II, L.P. | Hedge Fund | $354M | 12 | Mar 31, 2021 |
| Pinebridge Structured Capital Partners III, L.P. | Hedge Fund | $342M | 24 | Mar 30, 2016 |
| Pinebridge Secondary Opportunity Partners, L.P. | Hedge Fund | $329M | 22 | Mar 31, 2019 |
| Galaxy X Clo Ltdno longer reported | Securitized Asset Fund | $327M | 0 | Mar 28, 2013 |
| Pinebridge Private Credit II Parallel, L.P. | Hedge Fund | $313M | 4 | Mar 31, 2021 |
| Pinebridge Usd Investment Grade Credit Fund | Other Private Fund | $238M | 99 | Mar 28, 2024 |
| Pinebridge Global Dynamic Asset Allocation Fund LLC | Hedge Fund | $234M | 3 | Mar 30, 2015 |
| Pinebridge Capital Recovery Partners, L.P.no longer reported | Private Equity Fund | $203M | 5 | Mar 29, 2012 |
| Pinebridge Secondary Partners III, L.P. | Private Equity Fund | $166M | 27 | Mar 29, 2012 |
| Pinebridge US Research Enhanced Core Equity Fund | Other Private Fund | $160M | 38 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Elizabeth Tracie Ahern · Director And Chief Financial Officercontrolsince 04/2019 · owns less than 5%
- Emerson William Corson · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Albert Gregory Ehret · Director And Chief Executive Officercontrolsince 04/2016 · owns less than 5%
- John Michael Karpik · Director And Chief Operating Officercontrolsince 01/2018 · owns less than 5%
- James Eric Smith · General Counselcontrolsince 05/2020 · owns less than 5%
- Tzar Kai Richard Li · Shareholdercontrolsince 12/1996 · owns 75% or more of Chiltonlink Limited
- Francois Georges Pierre Mellinger · President Of Pinebridge Investments Partners LLCsince 03/2012 · owns less than 5%
Entity owners
- Pinebridge Investments Holdings US LLC · Direct Ownerdirect · owns 75% or more
- Bridge Holdings Company Limited · General Partnerindirect · owns F of Pinebridge Investments, L.P.
- Chiltonlink Limited · Shareholderindirect · owns 75% or more of Pacific Century Investment Holdings No. 1 Limited
- Pacific Century Investment Holdings (Cayman Islands) Limited · Shareholderindirect · owns 75% or more of Bridge Holdings Company Limited
- Pacific Century Investment Holdings (Cayman Islands) Limited · Limited Partnerindirect · owns 75% or more of Pacific Century Investment Holdings (Cayman Islands), L.P.
- Pacific Century Investment Holdings (Cayman Islands) Limited · Shareholderindirect · owns 75% or more of Pacific Century Partners Gp Limited
- Pacific Century Investment Holdings (Cayman Islands), L.P. · Limited Partnerindirect · owns 75% or more of Pinebridge Investments, L.P.
- Pacific Century Investment Holdings No. 1 Limited · Shareholderindirect · owns 75% or more of Pacific Century Investment Holdings (Cayman Islands) Limited
- Pacific Century Partners Gp Limited · General Partnerindirect · owns F of Pacific Century Investment Holdings (Cayman Islands), L.P.
- Pinebridge Investments, L.P. · Shareholderindirect · owns 75% or more of Pinebridge Investments Holdings US LLC
Related persons
Schedule D 7.A
- Fwd Management Holdings Limitedreal estaten
- Huatai-Pinebridge Fund Management Co., Ltdinvestment advisery
- Pinebridge Benson Elliot Llpinvestment advisern
- Pinebridge De Mexico S. De R.L. De C.Vinvestment advisern
- Pinebridge Investments LLCinvestment adviserpooled vehicle sponsoryRAUM $77B
- Pinebridge India Private Limitedinvestment advisern
- Pinebridge Investments Asia Limitedinvestment advisern
- Pinebridge Investments Deutschland Gmbhinvestment advisern
- Pinebridge Investments Europe Limitedinvestment advisern
- Pinebridge Investments Hong Kong Limitedinvestment advisern
- Pinebridge Investments Ireland Limitedinvestment advisern
- Pinebridge Investments Japan Co., Ltd.investment advisern
- Pinebridge Investments Latin America Spainvestment advisern
- Pinebridge Investments Malaysia Sdn Bhdinvestment advisern
- Pinebridge Investments Management Taiwan Limitedinvestment advisern
- Pinebridge Investments Singapore Limitedinvestment advisern
- Pinebridge Investments Switzerland Gmbhinvestment advisern
- Pinebridge Securities LLCbroker-dealern
Advisers that list Heron View Partners LLC as a related person
- 285211 n
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA24 employees
- Westport, CT10 employees
- Houston, TX7 employees
- Fort Lauderdale, FL3 employees
- Hingham, MA2 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 28, 2026accounts (Item 5.F.2.f) moved from 573.0 to 26.0 (-95.0%) between the annual amendments of 2025-03-29 and 2026-03-28; the peer median change was -2.0% (33 comparable advisers, 3.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 3.1% percentile
- employee count dropChange between filings · filing Mar 28, 2026employees (Item 5.A) moved from 249.0 to 17.0 (-93.0%) between the annual amendments of 2025-03-29 and 2026-03-28; the peer median change was 0.0% (1109 comparable advisers, 0.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 0.2% percentile
- institutional asset share shiftChange between filings · filing Mar 28, 2026institutional share of RAUM moved from 56.0% to 1.0% between the annual amendments of 2025-03-29 and 2026-03-28peers: asset managers, $1B to $5B (1,506)
- office count dropChange between filings · filing Mar 28, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 1.0 (-80.0%) between the annual amendments of 2025-03-29 and 2026-03-28; the peer median change was 0.0% (139 comparable advisers, 2.0th percentile of changes)peers: asset managers, $1B to $5B (139) · 2.2% percentile
- RAUM down 50 %Change between filings · filing Mar 28, 2026RAUM (Item 5.F) moved from $73,238,206,202 to $2,674,376,492 (-96.0%) between the annual amendments of 2025-03-29 and 2026-03-28; the peer median change was +11.0% (1368 comparable advisers, 0.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 0.1% percentile
What changed
consecutive filings, newest first
- Accounts · 31 to 26Jan 5, 2026 to Mar 28, 2026
- Advisory employees · 18 to 14Jan 5, 2026 to Mar 28, 2026
- Pooled vehicle clients · 28 to 23Jan 5, 2026 to Mar 28, 2026
- Employees · 18 to 17Jan 5, 2026 to Mar 28, 2026
- Private funds · 27 to 22Jan 5, 2026 to Mar 28, 2026
- Discretionary RAUM · $3.1B to $2.7BJan 5, 2026 to Mar 28, 2026
- Pension RAUM · $13.1M to $11.8MJan 5, 2026 to Mar 28, 2026
- Pooled vehicle RAUM · $2.7B to $2.6BJan 5, 2026 to Mar 28, 2026
- RAUM · $3.1B to $2.7BJan 5, 2026 to Mar 28, 2026
- Accounts · 573 to 31Nov 26, 2025 to Jan 5, 2026
- Advisory employees · 133 to 18Nov 26, 2025 to Jan 5, 2026
- Advisory activities · 6 to 2Nov 26, 2025 to Jan 5, 2026
- BD registered reps · 42 to 0Nov 26, 2025 to Jan 5, 2026
- Business name · PINEBRIDGE INVESTMENTS LLC to HERON VIEW PARTNERS LLCNov 26, 2025 to Jan 5, 2026
- Pension plan clients · 25.0 to unsetNov 26, 2025 to Jan 5, 2026
- Pooled vehicle clients · 141 to 28Nov 26, 2025 to Jan 5, 2026
- Assets in custody · $338M to $0Nov 26, 2025 to Jan 5, 2026
- Employees · 249 to 18Nov 26, 2025 to Jan 5, 2026
- Legal name · PINEBRIDGE INVESTMENTS LLC to HERON VIEW PARTNERS LLCNov 26, 2025 to Jan 5, 2026
- Other offices · 5 to 1Nov 26, 2025 to Jan 5, 2026
- Private funds · 74 to 27Nov 26, 2025 to Jan 5, 2026
- Discretionary RAUM · $66B to $3.1BNov 26, 2025 to Jan 5, 2026
- Non-discretionary RAUM · $7.6B to $0Nov 26, 2025 to Jan 5, 2026
- Pension RAUM · $6.4B to $13.1MNov 26, 2025 to Jan 5, 2026
- Pooled vehicle RAUM · $23B to $2.7BNov 26, 2025 to Jan 5, 2026
- RAUM · $73B to $3.1BNov 26, 2025 to Jan 5, 2026
- Related bank · true to falseNov 26, 2025 to Jan 5, 2026
- Related broker-dealer · true to falseNov 26, 2025 to Jan 5, 2026
- Private funds · 73 to 74Aug 29, 2025 to Nov 26, 2025
- Private funds · 72 to 73May 19, 2025 to Aug 29, 2025
- Financial planning clients · unset to Mar 29, 2025 to May 19, 2025
- Accounts · 597 to 573Feb 28, 2025 to Mar 29, 2025
- Advisory employees · 141 to 133Feb 28, 2025 to Mar 29, 2025
- Pooled vehicle clients · 146 to 141Feb 28, 2025 to Mar 29, 2025
- Assets in custody · $352M to $338MFeb 28, 2025 to Mar 29, 2025
- Employees · 281 to 249Feb 28, 2025 to Mar 29, 2025
- Private funds · 73 to 72Feb 28, 2025 to Mar 29, 2025
- Discretionary RAUM · $67B to $66BFeb 28, 2025 to Mar 29, 2025
- HNW RAUM · 0.0 to unsetFeb 28, 2025 to Mar 29, 2025
- Individual RAUM · 0.0 to unsetFeb 28, 2025 to Mar 29, 2025
Signals
9 dated events
- Heron View Partners Llc reported RAUM $3.1B, down 96% from $73.2B (2025-11-26 to 2026-01-05)Jan 5, 2026 · RAUM change · derived
- Howard John Blevins (Chief Compliance Officer) no longer on Schedule A of Heron View Partners Llc (listed 2022-02-24, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Emerson William Corson (Chief Compliance Officer) appeared on Schedule A of Heron View Partners LlcMar 31, 2022 · Control person joined · fact
- Eric Smith (General Counsel) appeared on Schedule A of Heron View Partners LlcMay 21, 2020 · Control person joined · fact
- Cissie Citardi (Director And General Counsel) no longer on Schedule A of Heron View Partners Llc (listed 2020-03-30, absent 2020-04-27)Apr 27, 2020 · Control person left · inference
- Elizabeth Tracie Ahern (Chief Financial Officer) appeared on Schedule A of Heron View Partners LlcMay 10, 2019 · Control person joined · fact
- Henry Rene Guilmet (Interim Chief Financial Officer) no longer on Schedule A of Heron View Partners Llc (listed 2019-03-31, absent 2019-05-10)May 10, 2019 · Control person left · inference
- Alexander David Kolker (Director And Chief Financial Officer) no longer on Schedule A of Heron View Partners Llc (listed 2018-07-23, absent 2019-02-01)Feb 1, 2019 · Control person left · inference
- Henry Rene Guilmet (Interim Chief Financial Officer) appeared on Schedule A of Heron View Partners LlcFeb 1, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Heron View Partners LLC · Independent Sponsorsshared crd · capital_provider
- Pinebridge Investments LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/heron-view-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- heronviewpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 929-999-6381reportedpublic record, Form ADV, Jul 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Heron View Partners LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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