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Advisor at RWA WEALTH PARTNERS
BOSTON, MA | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RWA WEALTH PARTNERS | Independent wealth | Aug 28, 2024 | n/a | yes | Houston, TX|BOSTON, MA | Current employment |
| POLARIS WEALTH ADVISORY GROUP | Former SEC adviser | Oct 1, 2018 | Nov 7, 2023 | no | HOUSTON, TX|Houston, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 15, 2011 | Jun 21, 2017 | no | DRAPER, UT | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Nov 15, 2011 | Jun 21, 2017 | no | DRAPER, UT|Draper, UT|Omaha, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POLARIS WEALTH ADVISORY GROUP | RWA WEALTH PARTNERS | Nov 7, 2023 | Aug 28, 2024 | 295 | Firm change | RIA to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jun 21, 2017 | Nov 15, 2011 | -2,045 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 21, 2017 | Nov 15, 2011 | -2,045 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158718:156984:TX:2023-11-07 | Nov 7, 2023 | Aug 28, 2024 | HOUSTON, TX | Firm change |
| 111514:7870:UT:2017-06-12 | Jun 21, 2017 | Nov 15, 2011 | DRAPER, UT | Firm change after gap |