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CRD 107699
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARC ALAN VINCENT | Chartered Financial Analyst | WICHITA, KS | 34 | 34 | n/a | no |
| GARY LYNN GAMM | n/a | WICHITA, KS | 34 | 34 | n/a | no |
| TROY ALAN YOUNG | Chartered Financial Analyst | WICHITA, KS | 31 | 34 | n/a | no |
| PATRICIA ANN STATHAM | n/a | WICHITA, KS | 22 | 38 | n/a | no |
| GREGORY JAMES PALKO | n/a | WICHITA, KS | 15 | 15 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GAMM, GARY, LYNN | MANAGING DIRECTOR | B | yes | 10/1991 | Mar 15, 2012 | Mar 27, 2024 |
| VINCENT, MARC, ALAN | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | yes | 01/2000 | Mar 15, 2012 | Mar 27, 2024 |
| YOUNG, TROY, ALAN | MANAGING DIRECTOR | B | yes | 01/2023 | Mar 15, 2012 | Mar 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 2, 2026 | $491M | $491M | 6 | 5 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $455M | $455M | 7 | 6 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $461M | $447M | 8 | 6 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $483M | $468M | 8 | 6 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $546M | $525M | 8 | 6 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $561M | $541M | 8 | 6 | 0 | n/a | n/a |
| 2019 | Mar 9, 2020 | $530M | $516M | 8 | 6 | 0 | n/a | n/a |
| 2018 | Mar 13, 2019 | $449M | $449M | 8 | 6 | 0 | n/a | n/a |
| 2017 | Mar 14, 2018 | $481M | $481M | 8 | 6 | 0 | n/a | n/a |
| 2016 | Feb 28, 2017 | $463M | $463M | 8 | 6 | n/a | n/a | n/a |
| 2015 | Mar 1, 2016 | $458M | $458M | 8 | 6 | n/a | n/a | n/a |
| 2014 | Mar 24, 2015 | $422M | $422M | 9 | 5 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $401M | $401M | 8 | 5 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $438M | $438M | 8 | 5 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $410M | $410M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $491M | $455M | 7.8% | $483M | 0.5% | 6 | 7 | 0 | 0 |