DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• A••••••• G••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Atlanta, GA|Austin, TX | Current employment |
| C••••• A••••••• G••••• L•• | Independent wealth | Oct 21, 2011 | n/a | yes | ATLANTA, GA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | I•••••••• A•••••••• L•• | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| F•• S••••••••• C••••••••• | F•••••••• P••••••• A••••••• S•••••••• I••• | Jul 31, 2018 | Mar 11, 2005 |
| L••• S••••• A•••••••• L•• |
| Former SEC adviser |
| Aug 7, 2018 |
| Nov 3, 2025 |
| no |
| Atlanta, GA |
| Previous registration |
| S•••••••• W••••• A••••••• G•••• | Former SEC adviser | Oct 23, 2007 | Apr 1, 2009 | no | ATLANTA, GA | Previous registration |
| F•••••••• P••••••• A••••••• S•••••••• I••• | n/a | Mar 11, 2005 | Dec 7, 2007 | no | ATLANTA, GA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Nov 23, 2004 | Jul 31, 2018 | no | CLEARWATER, FL|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 22, 2003 | Dec 6, 2004 | no | ATLANTA, GA | Previous registration |
| R••••••• A••••••• I•• | Independent wealth | Feb 1, 1995 | Feb 1, 1995 | no | WICHITA, KS | Previous registration |
| -4,890 |
| Firm change after gap |
| Other |
| S•••••••• W••••• A••••••• G•••• | C••••• A••••••• G••••• L•• | Apr 1, 2009 | Oct 21, 2011 | 933 | Firm change after gap | Other |
| F•••••••• P••••••• A••••••• S•••••••• I••• | S•••••••• W••••• A••••••• G•••• | Dec 7, 2007 | Oct 23, 2007 | -45 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | F•• S••••••••• C••••••••• | Dec 6, 2004 | Nov 23, 2004 | -13 | Firm change | Other |
| R••••••• A••••••• I•• | C•••••••• G••••• M•••••• I••• | Feb 1, 1995 | Apr 22, 2003 | 3,002 | Firm change after gap | Other |