DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• A••••••• I••
Latest filing Mar 2, 2026
First filing on the tape Mar 15, 2012 · 28 filings
SEC status approved since Nov 22, 1991
RAUM
$491M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$262M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$98.1M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$491M as of Mar 2, 2026
Mar 15, 2012$410M then
HNW client RAUM$243M as of Mar 2, 2026
Mar 14, 2018$292M then
State-registered IARs (5.B.3)5 as of Mar 2, 2026
Mar 15, 20135 then
Employees (5.A)6 as of Mar 2, 2026
Mar 15, 20138 then
Private funds: no history
RAUM +7.8% over the last fiscal year+0.5% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $98.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 20derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M78%
- Corporations and businesses$24.4M7.8%
- Individuals$19.8M6.4%
- Charitable organizations$17.3M5.5%
- Pension and profit-sharing plans$8.1M2.6%
- Individual clients
- 32reported
- HNW clients
- 66reported
- Pension plan clients
- 1reported
- Charitable clients
- 5reported
- Accounts
- 139reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.53 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• L••• G••• | Wichita, Ks | Jan 1, 1992 | 34 y | 0 |
| M••• A••• V••••••Chartered Financial Analyst | Wichita, Ks | Jan 1, 1992 | 34 y | 0 |
| T••• A••• Y••••Chartered Financial Analyst | Wichita, Ks | Feb 1, 1995 | 34 y | 0 |
| P••••••• A•• S•••••• | Wichita, Ks | Feb 26, 2004 | 38 y | 0 |
| G•••••• J•••• P•••• | Wichita, Ks | Sep 12, 2011 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••• A••••• Y•••• to C•••••••• G••••• M•••••• I•••Feb 1, 1995 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••• G•••• L••• · Managing Directorcontrolsince 10/1991 · owns 10% to 25%
- V••••••• M•••• A••• · President & Chief Compliance Officercontrolsince 01/2000 · owns 50% to 75%
- Y••••• T•••• A••• · Managing Directorcontrolsince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wichita, Ks · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 104 to 139Dec 4, 2025 to Mar 2, 2026
- Advisory employees · 6 to 5Dec 4, 2025 to Mar 2, 2026
- Charity clients · 0 to 5Dec 4, 2025 to Mar 2, 2026
- Corporate clients · 4 to 2Dec 4, 2025 to Mar 2, 2026
- HNW clients · 64 to 66Dec 4, 2025 to Mar 2, 2026
- Individual clients · 30 to 32Dec 4, 2025 to Mar 2, 2026
- Employees · 7 to 6Dec 4, 2025 to Mar 2, 2026
- State-registered IARs · 6 to 5Dec 4, 2025 to Mar 2, 2026
- Discretionary RAUM · $455M to $491MDec 4, 2025 to Mar 2, 2026
- HNW RAUM · $229M to $243MDec 4, 2025 to Mar 2, 2026
- Individual RAUM · $17.2M to $19.8MDec 4, 2025 to Mar 2, 2026
- Pension RAUM · $7.6M to $8.1MDec 4, 2025 to Mar 2, 2026
- RAUM · $455M to $491MDec 4, 2025 to Mar 2, 2026
- Accounts · 117 to 104Mar 27, 2024 to Mar 28, 2025
- Corporate clients · 5 to 4Mar 27, 2024 to Mar 28, 2025
- HNW clients · 74 to 64Mar 27, 2024 to Mar 28, 2025
- Individual clients · 32 to 30Mar 27, 2024 to Mar 28, 2025
- Employees · 8 to 7Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · 0 to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $447M to $455MMar 27, 2024 to Mar 28, 2025
- HNW RAUM · $248M to $229MMar 27, 2024 to Mar 28, 2025
- Individual RAUM · $18.3M to $17.2MMar 27, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $14.5M to $0Mar 27, 2024 to Mar 28, 2025
- Pension RAUM · $7.3M to $7.6MMar 27, 2024 to Mar 28, 2025
- RAUM · $461M to $455MMar 27, 2024 to Mar 28, 2025
- Accounts · 131 to 117Dec 4, 2023 to Mar 27, 2024
- HNW clients · 79 to 74Dec 4, 2023 to Mar 27, 2024
- Individual clients · 40 to 32Dec 4, 2023 to Mar 27, 2024
- Discretionary RAUM · $468M to $447MDec 4, 2023 to Mar 27, 2024
- HNW RAUM · $272M to $248MDec 4, 2023 to Mar 27, 2024
- Individual RAUM · $25.1M to $18.3MDec 4, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $15.5M to $14.5MDec 4, 2023 to Mar 27, 2024
- Pension RAUM · $6.9M to $7.3MDec 4, 2023 to Mar 27, 2024
- RAUM · $483M to $461MDec 4, 2023 to Mar 27, 2024
- Accounts · 146 to 131Mar 30, 2022 to Mar 30, 2023
- HNW clients · 105 to 79Mar 30, 2022 to Mar 30, 2023
- Individual clients · 29 to 40Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $525M to $468MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $340M to $272MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $14.2M to $25.1MMar 30, 2022 to Mar 30, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@redstoneadv.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 316-687-2143reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 316-687-2146reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/1481285reportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••••ADV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 316-687-2143reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026