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Advisor at LPL ENTERPRISE, LLC
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Oct 13, 2025 | n/a | yes | IRVINE, CA | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 27, 2025 | Oct 6, 2025 | no | Irvine, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 1, 2022 | Nov 20, 2024 | no | LAGUNA NIGUEL, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 29, 2020 | May 24, 2022 | no | NEW YORK, NY|RIVERSIDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | LPL ENTERPRISE, LLC | Oct 6, 2025 | Oct 13, 2025 | 7 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Nov 20, 2024 | Aug 27, 2025 | 280 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | May 24, 2022 | Jul 1, 2022 | 38 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:CA:2022-05-24 | May 24, 2022 | Jul 1, 2022 | RIVERSIDE, CA | Firm change |