DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Josue Armando Lopez

LPL Enterprise, LLCBD affiliatedIrvine, Cadual registrantIAPD 6921975

Feed of 09/14/2026

Also filed as Josue A Lopez

At current firm

0 y

since Oct 13, 2025

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Oct 13, 2025 · Irvine, Ca
Allstate Financial Advisors, LLC BD affiliated
Aug 27, 2025 to Oct 6, 2025 · Irvine, Ca
J.P. Morgan Securities LLC wirehouse
Jul 1, 2022 to Nov 20, 2024 · Laguna Niguel, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 29, 2020 to May 24, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to LPL Enterprise, LLC
left Oct 6, 2025, registered Oct 13, 2025 (7 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Allstate Financial Advisors, LLC
left Nov 20, 2024, registered Aug 27, 2025 (280 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left May 24, 2022, registered Jul 1, 2022 (38 days) · Wirehouse to wirehouse · moved with a team

Signals

Josue Armando Lopez left Allstate Financial Advisors, Llc for Lpl Enterprise, Llc (registered 2025-10-13)
Oct 6, 2025 · Advisor changed firm · fact
Josue Armando Lopez left J.P. Morgan Securities Llc for Allstate Financial Advisors, Llc (registered 2025-08-27)
Nov 20, 2024 · Advisor changed firm · fact
Josue Armando Lopez left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2022-07-01)
May 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address