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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

EVAN FRANCIS FRANCKS

Advisor at ARISTOTLE PACIFIC CAPITAL, LLC

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:b1a85d3e-8bba-edf6-1d1c-6e863e186264

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARISTOTLE PACIFIC CAPITAL, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 19, 2011
First registration: Dec 20, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5894622

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARISTOTLE PACIFIC CAPITAL, LLC	Asset manager	Nov 25, 2025	n/a	yes	NEWPORT BEACH, CA	Current employment
ARISTOTLE CAPITAL MANAGEMENT, LLC	Other adviser	Aug 27, 2025	Oct 23, 2025	no	LOS ANGELES, CA	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Mar 14, 2022	Jul 29, 2025	no	Los Angeles, CA\|LOS ANGELES, CA\|Costa Mesa, CA\|New York, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 20, 2011	Jul 25, 2013	no	WILLIAMSBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARISTOTLE CAPITAL MANAGEMENT, LLC	ARISTOTLE PACIFIC CAPITAL, LLC	Oct 23, 2025	Nov 25, 2025	33	Firm change	Other
CAPITAL CLIENT GROUP, INC.	ARISTOTLE CAPITAL MANAGEMENT, LLC	Jul 29, 2025	Aug 27, 2025	29	Firm change	Other
WELLS FARGO ADVISORS	CAPITAL CLIENT GROUP, INC.	Jul 25, 2013	Mar 14, 2022	3,154	Firm change after gap	Wirehouse to new firm

Relationships

Registered with (4)

→ ARISTOTLE PACIFIC CAPITAL, LLCRegistered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ ARISTOTLE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 27, 2025 to Oct 23, 2025factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Mar 14, 2022 to Jul 29, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 20, 2011 to Jul 25, 2013factForm ADV

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
Evan Francis Francks left Aristotle Capital Management, Llc for Aristotle Pacific Capital, Llc (registered 2025-11-25)
Form ADVobserved 6 days ago
Occurred
Jul 29, 2025
Advisor changed firm
Evan Francis Francks left Capital Client Group, Inc. for Aristotle Capital Management, Llc (registered 2025-08-27)
Form ADVobserved 6 days ago