DFX Intelligence

P•••• L••••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

P•••• L••••••• G•••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | WINTER PARK, FL

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Search this name across graphsid dfx:ria:b1aca899-4b35-dbd9-2da2-01bba4542cfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Sep 1, 2020	n/a	yes	WINTER PARK, FL\|NEWPORT BEACH, CA	Current employment
F•••••• W••••• M••••••••• I•••	Former SEC adviser	Oct 2, 2018	Apr 21, 2020	no	WINTER PARK, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• W••••• M••••••••• I•••	B••••• P••••• A•••••••• L••	Apr 21, 2020	Sep 1, 2020	133	Firm change	RIA to RIA
L•••••••• T••••••• A•••• M••••••••• I••	F•••••• W••••• M••••••••• I•••	Jun 27, 2013	Oct 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
106245:119290:FL:2020-04-21	Apr 21, 2020	Sep 1, 2020	WINTER PARK, FL	Firm change

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Sep 1, 2020 to presentfactForm ADV
→ F•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2018 to Apr 21, 2020factForm ADV
→ L•••••••• T••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Apr 25, 2007 to Jun 27, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1aca899-4b35-dbd9-2da2-01bba4542cfd
First observed: Apr 25, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.