RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• L••••••• G•••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Sep 1, 2020 · Winter Park, Fl
- F•••••• W••••• M••••••••• I••• formerOct 2, 2018 to Apr 21, 2020 · Winter Park, Fl
- L•••••••• T••••••• A•••• M••••••••• I•• otherApr 25, 2007 to Jun 27, 2013 · New York, Ny
- F•••••• W••••• M••••••••• I••• to B••••• P••••• A•••••••• L••left Apr 21, 2020, registered Sep 1, 2020 (133 days) · RIA to RIA · moved with a team
- L•••••••• T••••••• A•••• M••••••••• I•• to F•••••• W••••• M••••••••• I•••left Jun 27, 2013, registered Oct 2, 2018 (1923 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address