DFX Intelligence

B•••• A•••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

B•••• A•••••••• R•••••

Advisor at C• I••••••••• L••

AUBURN, IN | Woodland, TX

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Search this name across graphsid dfx:ria:b1e27852-872a-460e-4421-7d567dfdfd9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Feb 11, 2019	n/a	yes	Woodland, TX\|AUBURN, IN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 11, 2019	Feb 11, 2019	no	WOODWAY, TX\|WOODWAY, TX\|AUBURN, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Feb 13, 2019	Feb 11, 2019	-2	Firm change	Ibd to RIA
L•• F•••••••• L••	C• I••••••••• L••	Feb 11, 2019	Feb 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:149018:TX:2015-10-19	Oct 20, 2015	Oct 16, 2015	WACO, TX	Firm change

Relationships

Registered with (4)

→ C• I••••••••• L••Registered adviserregistration: current employment
Feb 11, 2019 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 12, 2018 to Feb 13, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 11, 2019 to Feb 11, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1e27852-872a-460e-4421-7d567dfdfd9f
First observed: Sep 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.