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Advisor at SOVRAN ADVISORS, LLC
SAN DIEGO, CA | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVRAN ADVISORS, LLC | Independent wealth | Aug 13, 2024 | n/a | yes | SAN DIEGO, CA|PASADENA, CA | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 24, 2021 | Aug 15, 2024 | no | SHERMAN OAKS, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Dec 11, 2018 | Mar 12, 2021 | no | Glendale, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | SOVRAN ADVISORS, LLC | Aug 15, 2024 | Aug 13, 2024 | -2 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Mar 12, 2021 | Mar 24, 2021 | 12 | Firm change | Ibd to ibd |