DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• A•••••••• L••
FRANKLIN, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• A•••••••• L•• | Independent wealth | Dec 26, 2018 | n/a | yes | FRANKLIN, NH | Current employment |
| O•••• I••••••••• I••• | Bd affiliated wealth | Jun 17, 2015 | Sep 17, 2018 | no | FRANKLIN, NH|Merrimack, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• I••••••••• I••• | I••••••••• F•••••••• A•••••••• L•• | Sep 17, 2018 | Dec 26, 2018 | 100 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jun 22, 2015 | Dec 9, 2013 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 9, 2013 | Jun 22, 2015 | no | BURLINGTON, MA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Dec 9, 2013 | Jun 22, 2015 | no | Burlington, MA|Bedford, NH | Previous registration |
| M••••• S•••••• | Wirehouse | Dec 20, 2012 | Nov 25, 2013 | no | Manchester, NH|Colchester, VT | Previous registration |
| T•• F•••••• F•••••••• G••••• I••• | Independent wealth | Jul 5, 2012 | Oct 23, 2012 | no | LACONIA, NH | Previous registration |
| W•••••• • R••• | Former SEC adviser | Dec 3, 2009 | Aug 30, 2011 | no | BEDFORD, NH | Previous registration |
| -560 |
| Channel change |
| Other |
| T• A••••••••• I••• | O•••• I••••••••• I••• | Jun 22, 2015 | Jun 17, 2015 | -5 | Firm change | Other |
| M••••• S•••••• | T• A••••••••• I••••••••• M••••••••• L•• | Nov 25, 2013 | Dec 9, 2013 | 14 | Firm change | Other |
| T•• F•••••• F•••••••• G••••• I••• | M••••• S•••••• | Oct 23, 2012 | Dec 20, 2012 | 58 | Firm change | Other |
| W•••••• • R••• | T•• F•••••• F•••••••• G••••• I••• | Aug 30, 2011 | Jul 5, 2012 | 310 | Firm change | Other |