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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Sep 24, 2020 | n/a | yes | RIDGEWOOD, NJ | Current employment |
| CARY STREET PARTNERS | Bd affiliated wealth | Jul 1, 2020 | Sep 11, 2020 | no | Richmond, VA | Previous registration |
| TRADITION ASSET MANAGEMENT LLC | Former SEC adviser | May 28, 2019 | Sep 11, 2020 | no | SUMMIT, NJ | Previous registration |
| TRADITION CAPITAL MANAGEMENT LLC | Former SEC adviser | Feb 4, 2016 | Dec 10, 2019 | no | SUMMIT, NJ | Previous registration |
| CANDOR WEALTH ADVISORS LLC | Former SEC adviser | Mar 4, 2013 | Jan 5, 2016 | no | SUMMIT, NJ | Previous registration |
| GRAF FINANCIAL ADVISORS, LLC | Former SEC adviser | Nov 28, 2012 | Feb 5, 2013 | no | WESTWOOD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARY STREET PARTNERS | ADVISORS CAPITAL MANAGEMENT, LLC | Sep 11, 2020 | Sep 24, 2020 | 13 | Firm change | Ibd to RIA |
| TRADITION ASSET MANAGEMENT LLC | CARY STREET PARTNERS | Sep 11, 2020 | Jul 1, 2020 | -72 | Firm change after gap | RIA to ibd |
| TRADITION CAPITAL MANAGEMENT LLC | TRADITION ASSET MANAGEMENT LLC | Dec 10, 2019 | May 28, 2019 | -196 | Firm change after gap | RIA to new firm |
| CANDOR WEALTH ADVISORS LLC | TRADITION CAPITAL MANAGEMENT LLC | Jan 5, 2016 | Feb 4, 2016 | 30 | Firm change | Other |
| GRAF FINANCIAL ADVISORS, LLC | CANDOR WEALTH ADVISORS LLC | Feb 5, 2013 | Mar 4, 2013 | 27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113755:300756:NJ:2019-12-10 | Dec 10, 2019 | May 28, 2019 | SUMMIT, NJ | Firm change after gap |
| 147557:113755:NJ:2016-01-05 | Jan 5, 2016 | Feb 4, 2016 | SUMMIT, NJ | Firm change |