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Advisor at NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST
PHILADELPHIA, PA | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Asset manager | Apr 20, 2020 | n/a | yes | New York, NY|PHILADELPHIA, PA|New York, NY | Current employment |
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Former SEC adviser | Oct 14, 2015 | Apr 20, 2020 | no | PHILADELPHIA, PA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 19, 2013 | Oct 1, 2015 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 25, 2011 | Jul 31, 2013 | no | WARREN, NJ|PURCHASE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | Apr 20, 2020 | Apr 20, 2020 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | Oct 1, 2015 | Oct 14, 2015 | 13 | Firm change | Other |
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | Jul 31, 2013 | Aug 19, 2013 | 19 | Firm change | Wirehouse to wirehouse |