RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• J•• E••••
- P••••••• A•••••••• L•• independent RIA currentsince Jul 1, 2026 · Coral Springs, Fl
- E•••• F•••••••• G•••• formerNov 29, 2021 to Aug 11, 2026 · Coral Springs, Fl
- S••••• W••••• independent RIASep 24, 2019 to Dec 16, 2021 · Englewood, Fl
- F•••• A••••• A••••••• S•••••••• I••• formerNov 26, 2012 to Sep 30, 2019 · Coral Springs, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 5, 2004 to Nov 27, 2012 · New York, Ny
- E•••••••• A•••••••• L•• national BDAug 1, 2002 to Apr 28, 2004 · New York, Ny
- E•••• F•••••••• G•••• to P••••••• A•••••••• L••left Aug 11, 2026, registered Jul 1, 2026 (-41 days) · RIA to RIA · moved with a team
- S••••• W••••• to E•••• F•••••••• G••••left Dec 16, 2021, registered Nov 29, 2021 (-17 days) · RIA to a newly registered adviser
- F•••• A••••• A••••••• S•••••••• I••• to S••••• W•••••left Sep 30, 2019, registered Sep 24, 2019 (-6 days) · Affiliated broker-dealer or bank to a newly registered adviser
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to F•••• A••••• A••••••• S•••••••• I•••left Nov 27, 2012, registered Nov 26, 2012 (-1 days) · Other
- E•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 28, 2004, registered May 5, 2004 (7 days) · Other
- D•••••• J•• E•••• left E•••• F•••••••• G•••• for P••••••• A•••••••• L•• (registered 2026-07-01)Aug 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address