DFX Intelligence

A••••• M••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

A••••• M••••• R•••

Advisor at M•••••• I•••••••••

Woodland Hills, CA

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Search this name across graphsid dfx:ria:b2266286-62ca-3b4c-7a20-f09d3230f40d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 18, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	May 3, 2022	n/a	yes	Woodland Hills, CA\|Woodland Hills, CA	Current employment
M••••••	Bd affiliated wealth	Mar 1, 2022	Apr 12, 2024	no	Patchogue, NY\|Woodland Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M•••••• I•••••••••	Apr 12, 2024	May 3, 2022	-710	Firm change after gap	Ibd to RIA
A••••••••• L••	M••••••	Mar 30, 2022	Mar 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
169828:140195:CA:2022-03-30	Mar 30, 2022	Mar 1, 2022	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ M•••••• I•••••••••Registered adviserregistration: current employment
May 3, 2022 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Mar 1, 2022 to Apr 12, 2024factForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2021 to Mar 30, 2022factForm ADV

Dated events

Occurred
Apr 12, 2024
Advisor changed firm
A••••• M••••• R••• left Mariner for M•••••• I••••••••• (registered 2022-05-03)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Advisor changed firm
A••••• M••••• R••• left A••••••••• L•• for Mariner (registered 2022-03-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2266286-62ca-3b4c-7a20-f09d3230f40d
First observed: Mar 18, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.