This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

KOVACK ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 30, 1999earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Sep 30, 1999

First registration

Sep 25, 2008

Dual registered

yes, broker-dealer

Other names

STEPHEN MICHAEL CAIN|STEPHEN MICHAEL CAIN|STEPEN MICHAEL CAIN

IAPD individual key

3274337

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b226c2d8-9269-ca1f-7fc3-5ffcf78ba5fd

First observed

Sep 25, 2008

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.