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Advisor at MUTUAL ADVISORS, LLC
Reno, NV | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Sep 6, 2024 | n/a | yes | OMAHA, NE|Reno, NV | Current employment |
| PRIME CAPITAL FINANCIAL | Mixed wealth | Mar 14, 2023 | Oct 2, 2024 | no | OVERLAND PARK, KS|Reno, NV | Previous registration |
| Cornerstone | Former SEC adviser | Jul 24, 2013 | Nov 7, 2023 | no | RENO, NV|RENO, NV | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 21, 2011 | Jun 5, 2013 | no | RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | MUTUAL ADVISORS, LLC | Oct 2, 2024 | Sep 6, 2024 | -26 | Firm change | RIA to ibd |
| Cornerstone | PRIME CAPITAL FINANCIAL | Nov 7, 2023 | Mar 14, 2023 | -238 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Cornerstone | Jun 5, 2013 | Jul 24, 2013 | 49 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 157861:288712:NV:2023-11-07 | Nov 7, 2023 | Mar 14, 2023 | RENO, NV | Firm change after gap |